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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22M -$1.43M -120,760 -6%
Wells Fargo
2
Wells Fargo
California
$19.1M +$2.42M +204,546 +14%
KIM
3
Karpus Investment Management
New York
$16.9M -$2.61M -220,691 -13%
AAM
4
Advisors Asset Management
Colorado
$12.8M +$63.6K +5,372 +0.5%
UBS Group
5
UBS Group
Switzerland
$9.4M +$654K +55,254 +7%
PPA
6
Parametric Portfolio Associates
Washington
$9.32M +$351K +29,692 +4%
1CP
7
1607 Capital Partners
Virginia
$8.96M +$57.5K +4,861 +0.6%
CA
8
Cornerstone Advisors
North Carolina
$7.41M +$306K +25,896 +4%
SFS
9
Shaker Financial Services
Virginia
$5.6M +$1.39M +117,128 +31%
PAIM
10
Punch & Associates Investment Management
Minnesota
$4.45M -$61.3K -5,178 -1%
FHA
11
Flagship Harbor Advisors
Massachusetts
$3.83M
HKAM
12
Horizon Kinetics Asset Management
New York
$3.77M -$172K -14,497 -4%
Bank of America
13
Bank of America
North Carolina
$3.63M -$619K -52,308 -14%
FC
14
FCA Corp
Texas
$3.5M +$10K +849 +0.3%
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
$3.39M +$63.5K +5,361 +2%
MC
16
Matisse Capital
Oregon
$3.17M -$1.6M -135,169 -33%
BA
17
Bard Associates
Illinois
$2.9M -$67.5K -5,700 -2%
RJA
18
Raymond James & Associates
Florida
$2.84M +$59K +4,984 +2%
TFF
19
The Family Firm
Maryland
$2.81M +$94.8K +8,013 +3%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$2.58M -$61K -5,153 -2%
WAM
21
Wolverine Asset Management
Illinois
$1.87M +$744K +62,883 +63%
QC
22
Quantedge Capital
Singapore
$1.65M +$262K +22,149 +18%
Osaic Holdings
23
Osaic Holdings
Arizona
$1.6M +$53.2K +4,496 +3%
MAA
24
Mraz Amerine & Associates
California
$1.42M -$4.63K -391 -0.3%
FWM
25
Frontier Wealth Management
Missouri
$1.34M -$128K -10,780 -8%