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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$11.5M +$1.88M +230,383 +21%
HKAM
2
Horizon Kinetics Asset Management
New York
$10.9M -$1.07M -131,476 -9%
AAM
3
Advisors Asset Management
Colorado
$6.83M +$1.75M +213,752 +36%
UBS Group
4
UBS Group
Switzerland
$6.68M -$66.1K -8,088 -1%
RCM
5
Rivernorth Capital Management
Florida
$5.65M +$1.66M +203,672 +44%
Morgan Stanley
6
Morgan Stanley
New York
$4.97M +$546K +66,857 +13%
PAIM
7
Punch & Associates Investment Management
Minnesota
$4.49M +$72.4K +8,860 +2%
CA
8
Cornerstone Advisors
North Carolina
$4.02M +$3.85M +470,628 New
FAAS
9
First Allied Advisory Services
California
$3.75M -$27.6K -3,376 -0.8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.21M +$309K +37,838 +11%
FC
11
FCA Corp
Texas
$2.87M -$12.3K -1,504 -0.4%
SFS
12
Shaker Financial Services
Virginia
$2.75M -$1.31M -159,824 -33%
FHA
13
Flagship Harbor Advisors
Massachusetts
$2.49M -$9.76K -1,194 -0.4%
TFF
14
The Family Firm
Maryland
$2.25M +$10.3K +1,261 +0.5%
WAM
15
Wolverine Asset Management
Illinois
$1.95M +$59.2K +7,249 +3%
BA
16
Bard Associates
Illinois
$1.65M -$40K -4,900 -2%
PPA
17
Parametric Portfolio Associates
Washington
$1.23M +$246K +30,125 +27%
MAA
18
Mraz Amerine & Associates
California
$1.2M -$1.08K -132 -0.1%
FAIM
19
Financial Advocates Investment Management
Washington
$1.05M +$70.7K +8,655 +8%
LPL Financial
20
LPL Financial
California
$969K -$289K -35,380 -24%
LCM
21
Landscape Capital Management
New Jersey
$932K +$892K +109,133 New
Bank of America
22
Bank of America
North Carolina
$817K -$543K -66,472 -41%
FFA
23
First Foundation Advisors
California
$761K -$67.5K -8,257 -8%
Brown Advisory
24
Brown Advisory
Maryland
$678K
RJA
25
Raymond James & Associates
Florida
$612K -$11.6K -1,417 -2%