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PIMCO Corporate & Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
126
AllSquare Wealth Management
New York
$14K
HI
127
Hoey Investments
Pennsylvania
$14K
CA
128
Crewe Advisors
Utah
$10K
TF
129
Tompkins Financial
New York
$10K
SWA
130
SOA Wealth Advisors
New York
$8K
PGAM
131
Princeton Global Asset Management
New Jersey
$6K
BCMLT
132
Beacon Capital Management LLC (Tennessee)
Tennessee
$2K
TWA
133
TCI Wealth Advisors
Arizona
$2K +$1.7K +128 New
HGERS
134
Householder Group Estate & Retirement Specialist
Arizona
$2K +$3.07K +232 New
MSFP
135
Mark Sheptoff Financial Planning
Connecticut
$1K
MCC
136
Money Concepts Capital
Florida
$1K
SCA
137
Stonebridge Capital Advisors
Minnesota
$1K
TFA
138
Toth Financial Advisory
Virginia
$1K
Northern Trust
139
Northern Trust
Illinois
$1K +$160K +12,106 New
LTI
140
Laffer Tengler Investments
Tennessee
$767 +$26 +2 +3%
Jane Street
141
Jane Street
New York
-$1M -79,950 Closed
HF
142
HRT Financial
New York
-$947K -75,740 Closed
CAM
143
Cresset Asset Management
Illinois
-$901K -71,431 Closed
IAIM
144
International Assets Investment Management
Florida
-$808K -63,945 Closed
Goldman Sachs
145
Goldman Sachs
New York
-$477K -38,142 Closed
MFG
146
Merit Financial Group
Georgia
-$453K -36,240 Closed
CMI
147
Clare Market Investments
Texas
-$398K -31,850 Closed
BA
148
Bridge Advisory
California
-$354K -27,684 Closed
PGFC
149
Peapack-Gladstone Financial Corp
New Jersey
-$325K -26,000 Closed
Citadel Advisors
150
Citadel Advisors
Florida
-$267K -21,373 Closed