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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
126
HighTower Advisors
Illinois
$536K -$16.3K -1,469 -3%
QIM
127
Quantitative Investment Management
Virginia
$502K +$500K +45,000 New
OIA
128
Optimum Investment Advisors
Illinois
$495K +$492K +44,300 New
Nisa Investment Advisors
129
Nisa Investment Advisors
Missouri
$477K -$278K -25,000 -37%
SNC
130
Stifel Nicolaus & Co
Missouri
$469K +$157K +14,102 +51%
OC
131
Oppenheimer & Co
New York
$460K -$31.4K -2,830 -6%
RA
132
Rational Advisors
New York
$447K
DADC
133
D.A. Davidson & Co
Montana
$437K -$9.84K -886 -2%
CCA
134
Catalyst Capital Advisors
New York
$432K +$428K +38,575 New
MSA
135
Mason Street Advisors
Wisconsin
$430K +$98.4K +8,863 +30%
M&T Bank
136
M&T Bank
New York
$425K
AIM
137
Allen Investment Management
New York
$424K +$63.3K +5,699 +18%
ACP
138
Aviance Capital Partners
Florida
$423K +$148K +13,325 +54%
Millennium Management
139
Millennium Management
New York
$393K +$124K +11,161 +47%
US Bancorp
140
US Bancorp
Minnesota
$388K +$365K +32,828 +1,774%
Janney Montgomery Scott
141
Janney Montgomery Scott
Pennsylvania
$361K +$358K +32,277 New
Susquehanna International Group
142
Susquehanna International Group
Pennsylvania
$359K -$187K -16,826 -34%
HCM
143
Hilton Capital Management
New York
$357K
SAM
144
Silvercrest Asset Management
New York
$352K
Teacher Retirement System of Texas
145
Teacher Retirement System of Texas
Texas
$351K +$178K +16,020 +104%
EWM
146
Elite Wealth Management
Washington
$335K +$333K +30,000 New
HW
147
Hancock Whitney
Mississippi
$333K -$7.38K -665 -2%
CA
148
Cetera Advisors
Colorado
$332K +$46.1K +4,150 +16%
PI
149
PineBridge Investments
New York
$331K +$61.1K +5,506 +23%
AWMS
150
Advocacy Wealth Management Services
Georgia
$330K -$50K -4,500 -13%