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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Legal & General Group
26
Legal & General Group
United Kingdom
$3.37M +$414K +55,604 +13%
CP
27
Camelot Portfolios
Ohio
$3.32M -$47.4K -6,361 -1%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$3.14M +$1.56M +210,018 +91%
HSBC Holdings
29
HSBC Holdings
United Kingdom
$3M +$3.13M +420,000 New
TFMS
30
Trust & Fiduciary Management Services
Massachusetts
$2.93M -$1.1M -147,203 -26%
BIM
31
BlackRock Investment Management
Delaware
$2.67M -$315K -42,300 -10%
LPL Financial
32
LPL Financial
California
$2.64M -$10.1M -1,353,008 -79%
GC
33
Guggenheim Capital
Illinois
$2.6M -$244K -32,822 -8%
UCFA
34
United Capital Financial Advisors
Texas
$2.57M -$1.12M -150,664 -29%
C
35
CFO4Life
Texas
$2.49M -$619K -83,151 -19%
BL
36
BCWM LLC
Kansas
$2.48M +$2.59M +347,187 New
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$2.43M -$1.12M -149,933 -31%
Wells Fargo
38
Wells Fargo
California
$2.25M -$165K -22,103 -7%
MSTVIM
39
Messner & Smith Theme Value Investment Management
California
$2.23M +$20.8K +2,798 +0.7%
Bank of America
40
Bank of America
North Carolina
$2.18M -$4.24M -569,476 -65%
Two Sigma Investments
41
Two Sigma Investments
New York
$2.08M -$7.05M -947,099 -76%
US Bancorp
42
US Bancorp
Minnesota
$1.91M -$111K -14,952 -5%
DG
43
Davidson & Garrard
Virginia
$1.76M -$95.5K -12,830 -5%
DVM
44
Dreman Value Management
Florida
$1.73M -$36.2K -4,857 -2%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$1.68M -$489K -65,629 -22%
RPA
46
Rock Point Advisors
Vermont
$1.68M -$16.3K -2,185 -0.9%
KeyBank National Association
47
KeyBank National Association
Ohio
$1.64M +$5.96K +800 +0.4%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$1.62M +$84.4K +11,334 +5%
Citadel Advisors
49
Citadel Advisors
Florida
$1.55M -$5.48M -735,714 -77%
SAM
50
Selway Asset Management
$1.47M -$1.76M -236,700 -53%