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Prospect Capital
PSEC

Name Holding Trade Value Shares
Change 		Change in
Stake
Fisher Asset Management
226
Fisher Asset Management
Washington
– -$256K -40,500 Closed
OIA
227
Optimum Investment Advisors
Illinois
– -$252K -40,000 Closed
TG
228
TCW Group
California
– -$243K -38,500 Closed
GCP
229
GSA Capital Partners
United Kingdom
– -$229K -36,224 Closed
BCM
230
BlueCrest Capital Management
Jersey
– -$196K -31,052 Closed
TSS
231
Two Sigma Securities
New York
– -$196K -29,504 Closed
BRWA
232
B. Riley Wealth Advisors
Florida
– -$156K -24,658 Closed
CSS
233
Cubist Systematic Strategies
Connecticut
– -$149K -23,539 Closed
BC
234
Burney Company
Virginia
– -$144K -22,900 Closed
QC
235
Quadrature Capital
United Kingdom
– -$105K -16,585 Closed
SFI
236
Susquehanna Fundamental Investments
Pennsylvania
– -$90K -14,300 Closed
LNC
237
Lincoln National Corp
Pennsylvania
– -$89K -14,103 Closed
FLPIM
238
F.L. Putnam Investment Management
Massachusetts
– -$84K -13,262 Closed
DS
239
DRW Securities
Illinois
– -$79K -12,583 Closed
CG
240
CFO4Life Group
Texas
– -$74K -11,676 Closed
CAMG
241
CWA Asset Management Group
Florida
– -$73K -11,606 Closed
AWA
242
Arete Wealth Advisors
Illinois
– -$72K -11,408 Closed
BTS
243
BB&T Securities
Virginia
– -$65K -10,368 Closed
AIC
244
Ameritas Investment Company
Nebraska
– -$45K -7,119 Closed
ADL
245
Asset Dedication LLC
California
– -$41K -6,500 Closed
NIT
246
NumerixS Investment Technologies
British Columbia, Canada
– -$27K -4,200 Closed
IIM
247
Ipswich Investment Management
Massachusetts
– -$11K -1,700 Closed
DWM
248
Doyle Wealth Management
Florida
– -$8K -1,202 Closed
Fidelity Investments
249
Fidelity Investments
Massachusetts
– -$6.64K -999 -99%
PFC
250
Phocas Financial Corp
California
– -$4K -712 Closed
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