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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
76
Activest Wealth Management
Florida
$619K +$3.19K +167 +0.5%
HWMO
77
Heritage Wealth Management (Ohio)
Ohio
$605K +$111K +5,828 +23%
BPAMU
78
BTG Pactual Asset Management US
New York
$597K +$25.6K +1,342 +4%
CBA
79
Coastal Bridge Advisors
Connecticut
$582K
ATC
80
Argent Trust Co
Tennessee
$574K -$10.5K -550 -2%
WA
81
Waverly Advisors
Alabama
$570K -$58.6K -3,074 -9%
UB
82
UMB Bank
Missouri
$510K -$41.4K -2,169 -7%
DT
83
Diversified Trust
Tennessee
$483K +$483K +25,333 New
RFA
84
Resurgent Financial Advisors
Georgia
$464K +$46.7K +2,447 +11%
CWM
85
Cordatus Wealth Management
Pennsylvania
$444K +$444K +23,260 New
Cambridge Investment Research Advisors
86
Cambridge Investment Research Advisors
Iowa
$439K +$7.23K +379 +2%
MW
87
MBL Wealth
North Carolina
$429K -$9.54K -500 -2%
WA
88
Whipplewood Advisors
Colorado
$383K +$5.13K +269 +1%
Citadel Advisors
89
Citadel Advisors
Florida
$379K -$124K -6,516 -25%
SI
90
Stephens Inc
Arkansas
$373K -$22K -1,152 -6%
XF
91
XML Financial
Maryland
$368K +$6.32K +331 +2%
PTP
92
Platform Technology Partners
New York
$362K
ASN
93
Advisory Services Network
Georgia
$360K +$60.6K +3,176 +20%
WC
94
Whitney & Co
New York
$315K
VA
95
VestGen Advisors
Illinois
$287K +$6.45K +338 +2%
BCM
96
Boreal Capital Management
Florida
$284K -$321K -16,818 Closed
AWM
97
Axxcess Wealth Management
California
$260K
EHC
98
Everett Harris & Co
California
$248K -$200K -10,500 -45%
JCM
99
Jacobi Capital Management
Pennsylvania
$247K -$56.9K -2,983 -19%
PCA
100
Prosperity Capital Advisors
Ohio
$241K +$241K +12,626 New