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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$194M +$18.5M +992,700 +11%
UBS Group
2
UBS Group
Switzerland
$131M -$2.31M -124,201 -2%
Morgan Stanley
3
Morgan Stanley
New York
$117M +$871K +46,800 +0.8%
Wells Fargo
4
Wells Fargo
California
$61.7M +$2.13M +114,657 +4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$58.3M -$408K -21,911 -0.7%
IA
6
IFC Advisors
California
$53.5M +$771K +41,413 +1%
LPL Financial
7
LPL Financial
California
$53M +$12.7M +682,226 +32%
Raymond James Financial
8
Raymond James Financial
Florida
$29.1M -$6.17M -331,348 -18%
PC
9
Permanens Capital
New York
$28.8M +$2.6M +139,798 +10%
Wealth Enhancement Advisory Services
10
Wealth Enhancement Advisory Services
Minnesota
$23M -$363K -19,498 -2%
BEI
11
Benjamin Edwards Inc
Missouri
$13.1M -$1.76M -94,742 -12%
B
12
Bensler
Washington
$11M +$1.13M +60,851 +12%
CAAM
13
Cornerstone Advisors Asset Management
Pennsylvania
$9.98M +$825K +44,283 +9%
Mariner
14
Mariner
Kansas
$9.58M +$2.27M +121,738 +32%
PS
15
Principal Securities
Iowa
$8.14M +$3.88M +208,489 +94%
BFG
16
Berger Financial Group
Minnesota
$8.07M +$421K +22,591 +6%
TWP
17
Tyche Wealth Partners
Texas
$7.74M -$3.66M -196,623 -33%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$7.65M +$2.81M +150,841 +60%
RL
19
Rogco LP
Oklahoma
$7.22M +$100K +5,369 +1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$5.79M +$105K +5,613 +2%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$5.55M -$26.6K -1,430 -0.5%
Principal Financial Group
22
Principal Financial Group
Iowa
$5.38M +$1M +53,849 +23%
Focus Partners Wealth
23
Focus Partners Wealth
Massachusetts
$4.61M +$4.52M +242,920 New
KAS
24
Kestra Advisory Services
Texas
$4.48M +$1.38M +74,147 +46%
AI
25
AXS Investments
New York
$4.32M -$1.21M -65,021 -22%