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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$25M
Jane Street
2
Jane Street
New York
$4.52M +$228K +11,320 +5%
Bank of New York Mellon
3
Bank of New York Mellon
New York
$786K +$575K +28,555 +269%
PFGIA
4
Patriot Financial Group Insurance Agency
Massachusetts
$502K +$503K +25,000 New
DP
5
Dearborn Partners
Illinois
$206K +$206K +10,250 New
UBS Group
6
UBS Group
Switzerland
$5K +$5.34K +265 New