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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$120M +$19M +1,126,328 +20%
Bank of America
2
Bank of America
North Carolina
$104M +$6.85M +406,132 +7%
Wells Fargo
3
Wells Fargo
California
$78.2M +$14.6M +865,312 +24%
Morgan Stanley
4
Morgan Stanley
New York
$63.2M +$10.1M +600,576 +20%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$24.8M +$4.36M +258,518 +22%
BFG
6
Berger Financial Group
Minnesota
$24.3M +$23.4M +1,387,358 New
PCA
7
Pallas Capital Advisors
Massachusetts
$21.4M +$3.38M +200,537 +20%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$15.9M +$2.44M +144,982 +19%
LPL Financial
9
LPL Financial
California
$14.7M +$1.68M +99,484 +13%
RJA
10
Raymond James & Associates
Florida
$13.7M +$7.9M +468,479 +150%
CWG
11
Cornerstone Wealth Group
North Carolina
$11.8M +$11.3M +671,819 New
BFEC
12
Benjamin F. Edwards & Company
Missouri
$10.1M +$9.76M +579,081 New
TWP
13
Tyche Wealth Partners
Texas
$9.6M +$9.24M +548,056 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$7.93M -$979K -58,089 -11%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$6.65M +$2.07M +123,090 +48%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$6.36M -$6.28M -372,686 -51%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$5.61M +$2.61K +155 +0%
PS
18
Principal Securities
Iowa
$5.54M +$5.33M +316,201 New
RL
19
Rogco LP
Oklahoma
$5.01M -$1.27M -75,120 -21%
CAAM
20
Cornerstone Advisors Asset Management
Pennsylvania
$4.53M +$4.37M +258,983 New
BCI
21
Brinker Capital Investments
Pennsylvania
$4.01M +$383K +22,728 +11%
OPS
22
Orion Portfolio Solutions
Nebraska
$4.01M +$383K +22,728 +11%
Mariner
23
Mariner
Kansas
$3.37M +$310K +18,378 +11%
MPWT
24
MassMutual Private Wealth & Trust
Connecticut
$3.17M +$2.31M +137,288 +313%
MIA
25
MainStreet Investment Advisors
Illinois
$3.04M +$1.46M +86,519 +99%