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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$24.3M
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.55M +$4.64M +233,640 New
Jane Street
3
Jane Street
New York
$3.12M -$1.3M -65,400 -29%
Bank of New York Mellon
4
Bank of New York Mellon
New York
$986K +$226K +11,390 +29%
VF
5
Virtu Financial
New York
$844K +$859K +43,300 New
PFGIA
6
Patriot Financial Group Insurance Agency
Massachusetts
$488K +$3.08K +155 +0.6%
RJA
7
Raymond James & Associates
Florida
$283K +$288K +14,510 New
CFA
8
Carroll Financial Associates
North Carolina
$256K +$261K +13,175 New
DP
9
Dearborn Partners
Illinois
$226K +$26.5K +1,335 +13%
UBS Group
10
UBS Group
Switzerland
-$5K -265 Closed