Virtu Financial’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Virtu Financial’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-42,620	Closed	-$811K	–	2042
2018 Q2	$811K	Sell	42,620 -680	-2%	-$13.1K	0.05%	518
2018 Q1	$844K	Buy	+43,300	New	+$859K	0.05%	433

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

LWAC

Laurel Wealth Advisors (California) Solana Beach, California $1.01B AUM 13.55% 1-Year Est. Return

Virtu Financial's PREF Position: Q3 2018 in Review

Virtu Financial sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q3 2018, closing a stake of 42,620 shares — an estimated $811K sold.

Virtu Financial first reported a position in PREF in Q1 2018 and held it in 2 quarters. The position peaked at $844K in Q1 2018. 15 funds tracked by Wall St. Rank hold PREF as of Q3 2018.

Virtu Financial reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q3 2018 after selling out during the quarter.
Virtu Financial sold 42,620 Principal Spectrum Preferred Securities Active ETF shares in Q3 2018, an estimated $811K.
Virtu Financial first reported a position in Principal Spectrum Preferred Securities Active ETF in Q1 2018 and held it in 2 quarters.
Virtu Financial's Principal Spectrum Preferred Securities Active ETF position peaked at $844K in Q1 2018.
15 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2018.

Based on Virtu Financial's 13F filing for Q3 2018, filed 13 Nov 2018.