Virtu Financial’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-42,620	Closed	-$811K	–	2034
2018 Q2	$811K	Sell	42,620 -680	-2%	-$12.9K	0.05%	515
2018 Q1	$844K	Buy	+43,300	New	+$844K	0.05%	433