Prosperity Capital Advisors’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Prosperity Capital Advisors’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$211K	Sell	11,071 -119	-1%	-$2.26K	0.01%	408
2026 Q1	$211K	Sell	11,190 -1,436	-11%	-$27.4K	0.01%	390
2025 Q4	$241K	Buy	+12,626	New	+$241K	0.01%	346

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Prosperity Capital Advisors's PREF Position: Q2 2026 in Review

Prosperity Capital Advisors reduced its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 1.1% in Q2 2026, selling an estimated $2.26K and leaving 11,071 shares worth $211K. The position accounts for 0.01% of the portfolio, ranked #408.

Prosperity Capital Advisors first reported a position in PREF in Q4 2025 and has held it in 3 quarters since. The position peaked at $241K in Q4 2025. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Prosperity Capital Advisors held 11,071 shares of Principal Spectrum Preferred Securities Active ETF worth $211K as of Q2 2026.
Prosperity Capital Advisors sold 119 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $2.26K.
Principal Spectrum Preferred Securities Active ETF made up 0.01% of Prosperity Capital Advisors's portfolio in Q2 2026, its #408 holding.
Prosperity Capital Advisors first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2025 and has held it in 3 quarters since.
Prosperity Capital Advisors's Principal Spectrum Preferred Securities Active ETF position peaked at $241K in Q4 2025.
134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Prosperity Capital Advisors's 13F filing for Q2 2026, filed 20 Jul 2026.