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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Cerity Partners
26
Cerity Partners
New York
$2.89M -$870K -51,616 -24%
WJA
27
Willis Johnson & Associates
Texas
$2.64M -$110K -6,552 -4%
PA
28
PSI Advisors
Florida
$2.6M +$250K +14,841 +11%
Truist Financial
29
Truist Financial
North Carolina
$2.47M +$23.7K +1,405 +1%
Stifel Financial
30
Stifel Financial
Missouri
$2.45M +$85.8K +5,093 +4%
MCWA
31
Meadow Creek Wealth Advisors
Georgia
$2.44M +$2.35M +139,512 New
IP
32
Investment Partners
Ohio
$2.23M
AWM
33
Activest Wealth Management
Florida
$2.13M +$512K +30,345 +33%
NA
34
Nottingham Advisors
New York
$2.13M -$143K -8,492 -7%
CB
35
Community Bank
New York
$2.06M
DP
36
Dearborn Partners
Illinois
$1.79M -$18.4K -1,091 -1%
Rockefeller Capital Management
37
Rockefeller Capital Management
New York
$1.72M +$50.8K +3,013 +3%
FZCM
38
Flynn Zito Capital Management
New York
$1.67M +$1.61M +95,270 New
PAG
39
Private Advisor Group
New Jersey
$1.55M -$64.2K -3,808 -4%
BEI
40
Benjamin Edwards Inc
Missouri
$1.52M -$29.8K -1,768 -2%
GJWM
41
Gilliland Jeter Wealth Management
Arkansas
$1.5M +$1.45M +85,924 New
NA
42
NewEdge Advisors
Louisiana
$1.39M -$412K -24,416 -24%
Principal Financial Group
43
Principal Financial Group
Iowa
$1.36M +$555K +32,928 +74%
JWCA
44
J.W. Cole Advisors
Florida
$1.34M +$205K +12,146 +19%
CCWA
45
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$1.27M +$786K +46,629 +178%
UB
46
UMB Bank
Missouri
$1.26M -$107K -6,340 -8%
DIM
47
Delta Investment Management
California
$1.08M +$14.3K +848 +1%
FCFC
48
First Citizens Financial Corp
Iowa
$867K +$195K +11,570 +30%
ATC
49
Argent Trust Co
Tennessee
$837K -$87.8K -5,209 -10%
SRC
50
Sage Rhino Capital
California
$781K -$15.9K -944 -2%