We are live on ! Find out more
PHK

PIMCO High Income Fund
PHK

63 hedge funds and large institutions have $29.5M invested in PIMCO High Income Fund in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.14% more ownership

Funds ownership: 2.99% → 3.13% (+0.14%)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

2% less funds holding

Funds holding: 64 → 63 (-1)

23% less capital invested

Capital invested by funds: $38.4M → $29.5M (-$8.84M)

25% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 24

Holders
63
Holders Change
-1
Holders Change %
-1.56%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
18
Reduced
24
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Cohen & Steers
Cohen & Steers
New York
+$3.91M
2
DA
Doliver Advisors
Texas
+$1.35M
3
VKH
Virtu KCG Holdings
New York
+$462K
4
Bank of America
Bank of America
North Carolina
+$333K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$316K

Top Sellers

Rank Fund Capital Flow
1
SG Americas Securities
SG Americas Securities
New York
-$1.63M
2
JP Morgan Chase
JP Morgan Chase
New York
-$994K
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$844K
4
Morgan Stanley
Morgan Stanley
New York
-$598K
5
Wells Fargo
Wells Fargo
California
-$443K
Name Holding Trade Value Shares
Change 		Change in
Stake
Fifth Third Bancorp
51
Fifth Third Bancorp
Ohio
$16K -$20.7K -2,288 -52%
FMP
52
Financial Management Professionals
Texas
$16K +$5.44K +600 +38%
Envestnet Asset Management
53
Envestnet Asset Management
Illinois
$14K +$17.5K +1,929 New
RFA
54
Reilly Financial Advisors
California
$7K – – –
GWS
55
Glassman Wealth Services
Virginia
$7K +$308 +34 +4%
DADC
56
D.A. Davidson & Co
Montana
$7K +$326 +36 +4%
CG
57
Colony Group
Massachusetts
$5K – – –
LWM
58
LBA Wealth Management
Florida
$2K +$1.06K +117 +100%
SG Americas Securities
59
SG Americas Securities
New York
– -$1.63M -164,083 Closed
JP Morgan Chase
60
JP Morgan Chase
New York
– -$994K -99,794 Closed
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
– -$844K -84,745 Closed
TFA
62
Transamerica Financial Advisors
Florida
– -$342K -34,284 Closed
MIG
63
Mariner Investment Group
New York
– -$259K -26,050 Closed
TCM
64
Traynor Capital Management
Pennsylvania
– -$173K -17,439 Closed
Goldman Sachs
65
Goldman Sachs
New York
– -$108K -10,882 Closed
KeyBank National Association
66
KeyBank National Association
Ohio
– -$102K -10,200 Closed
BAM
67
Bruderman Asset Management
New York
– -$86K -8,600 Closed
BRWM
68
B. Riley Wealth Management
Tennessee
– -$14K -1,500 Closed
TRCT
69
Tower Research Capital (TRC)
New York
– -$8.33K -919 -97%
AC
70
Alexandria Capital
Virginia
– -$6K -650 Closed
PFG
71
Piershale Financial Group
Illinois
– +$272 +30 New
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
– +$326 +36 New
1 2
3

PHK Hedge Fund Activity: Q3 2015 in Review

63 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q3 2015, worth a combined $29.5M — down 23% from $38.4M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PHK and 10 opened new positions — a net loss of 1 holder — while 24 trimmed existing stakes and 18 added.

The largest buyer was Cohen & Steers, opening a new position worth an estimated $3.91M. The largest seller was SG Americas Securities, exiting entirely with an estimated $1.63M sold.

  • 63 institutional investors held PIMCO High Income Fund (PHK) as of Q3 2015, down from 64 in Q2 2015.
  • Funds reported $29.5M of PIMCO High Income Fund stock for Q3 2015, down 23% quarter-over-quarter.
  • 10 funds opened new PIMCO High Income Fund positions in Q3 2015 and 11 closed out, a net change of -1 holder.
  • The largest PIMCO High Income Fund buyer in Q3 2015 was Cohen & Steers, an estimated $3.91M added.
  • The largest PIMCO High Income Fund seller in Q3 2015 was SG Americas Securities, an estimated $1.63M sold.

Based on aggregated 13F filings for Q3 2015.