We are live on ! Find out more
PHK

PIMCO High Income Fund
PHK

67 hedge funds and large institutions have $262M invested in PIMCO High Income Fund in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more capital invested

Capital invested by funds: $91.6M → $262M (+$170M)

1% less ownership

Funds ownership: 6.33% → 5.33% (-1%)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

3% less funds holding

Funds holding: 69 → 67 (-2)

35% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 23

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
67
Holders Change
-2
Holders Change %
-2.9%
% of All Funds
1.79%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
15
Reduced
23
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAMU
Amundi Asset Management US
Massachusetts
+$2.31M
2
Morgan Stanley
Morgan Stanley
New York
+$2.16M
3
WAM
Weiss Asset Management
Massachusetts
+$1.29M
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$1M
5
Goldman Sachs
Goldman Sachs
New York
+$664K

Top Sellers

Rank Fund Capital Flow
1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$7.11M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$747K
3
CNB
City National Bank
California
-$700K
4
DA
Doliver Advisors
Texas
-$689K
5
Wells Fargo
Wells Fargo
California
-$545K
Name Holding Trade Value Shares
Change 		Change in
Stake
KeyBank National Association
51
KeyBank National Association
Ohio
$115K – – –
GGPS
52
Gary Goldberg Planning Services
New York
$97K – – –
Citigroup
53
Citigroup
New York
$82K -$17.5K -1,454 -17%
HI
54
Hudock Inc
Pennsylvania
$36K – – –
Fifth Third Bancorp
55
Fifth Third Bancorp
Ohio
$24K -$70.5K -5,856 -73%
BRWM
56
B. Riley Wealth Management
Tennessee
$16K – – –
CFG
57
CKW Financial Group
Hawaii
$11K – – –
FMP
58
Financial Management Professionals
Texas
$11K +$12K +1,000 New
DADC
59
D.A. Davidson & Co
Montana
$9K – – –
GWS
60
Glassman Wealth Services
Virginia
$9K +$9.89K +822 New
US Bancorp
61
US Bancorp
Minnesota
$8K – – –
AC
62
Alexandria Capital
Virginia
$7K – – –
CG
63
Colony Group
Massachusetts
$7K – – –
VIA
64
Vantage Investment Advisors
Pennsylvania
$3K +$2.71K +225 New
ST
65
Somerset Trust
Pennsylvania
$1K – – –
BRWA
66
B. Riley Wealth Advisors
Florida
$54 +$58.2K +4,835 New
CNB
67
City National Bank
California
– -$700K -60,000 Closed
DA
68
Doliver Advisors
Texas
– -$689K -59,054 Closed
AQR Capital Management
69
AQR Capital Management
Connecticut
– -$471K -40,400 Closed
Northern Trust
70
Northern Trust
Illinois
– -$2K -18,250 Closed
ONB
71
Old National Bancorp
Indiana
– -$165K -14,125 Closed
WS
72
Wedbush Securities
California
– -$157K -13,507 Closed
Ameriprise
73
Ameriprise
Minnesota
– -$146K -12,535 Closed
1832 Asset Management
74
1832 Asset Management
Ontario, Canada
– -$47K -4,000 Closed
EWM
75
Elite Wealth Management
Washington
– -$20K -1,700 Closed
1 2
3
4

PHK Hedge Fund Activity: Q4 2014 in Review

67 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q4 2014, worth a combined $262M — up 186% from $91.6M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of PHK and 12 opened new positions — a net loss of 1 holder — while 23 trimmed existing stakes and 15 added.

The largest buyer was Amundi Asset Management US, adding an estimated $2.31M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $7.11M.

  • 67 institutional investors held PIMCO High Income Fund (PHK) as of Q4 2014, down from 69 in Q3 2014.
  • Funds reported $262M of PIMCO High Income Fund stock for Q4 2014, up 186% quarter-over-quarter.
  • 12 funds opened new PIMCO High Income Fund positions in Q4 2014 and 13 closed out, a net change of -1 holder.
  • The largest PIMCO High Income Fund buyer in Q4 2014 was Amundi Asset Management US, an estimated $2.31M added.
  • The largest PIMCO High Income Fund seller in Q4 2014 was Cambridge Investment Research Advisors, an estimated $7.11M sold.

Based on aggregated 13F filings for Q4 2014.