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PHK

PIMCO High Income Fund
PHK

60 hedge funds and large institutions have $80.2M invested in PIMCO High Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $79.7M → $80.2M (+$504K)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.05% less ownership

Funds ownership: 5.57% → 5.52% (-0.05%)

5% less funds holding

Funds holding: 63 → 60 (-3)

19% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 21

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
60
Holders Change
-3
Holders Change %
-4.76%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
7
Increased
17
Reduced
21
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NPC
National Planning Corporation
California
+$2.66M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.11M
3
CAN
Cetera Advisor Networks
California
+$296K
4
ICAS
Investors Capital Advisory Services
Massachusetts
+$192K
5
U
UBS
Switzerland
+$180K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$1.75M
2
Cohen & Steers
Cohen & Steers
New York
-$1.15M
3
ALA
Atherton Lane Advisers
California
-$773K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$304K
5
PP
Paloma Partners
Connecticut
-$279K
Name Holding Trade Value Shares
Change 		Change in
Stake
1IC
51
1919 Investment Counsel
Maryland
$9K – – –
AC
52
Alexandria Capital
Virginia
$8K – – –
PSI
53
Pinnacle Summer Investments
Virginia
$8K – – –
US Bancorp
54
US Bancorp
Minnesota
$8K – – –
AA
55
AlphaMark Advisors
Kentucky
$3K -$56.5K -4,810 -95%
Northern Trust
56
Northern Trust
Illinois
$2K -$11.8K -1,000 -6%
RIA
57
Regal Investment Advisors
Michigan
$1K +$24 +2 +3%
EFS
58
Essex Financial Services
Connecticut
$231 -$22.1K -1,880 -9%
RJFSA
59
Raymond James Financial Services Advisors
Florida
– -$304K -25,987 Closed
PP
60
Paloma Partners
Connecticut
– -$279K -23,800 Closed
EHC
61
Everett Harris & Co
California
– -$220K -18,800 Closed
SI
62
SII Investments
Wisconsin
– -$143K -12,240 Closed
RMDI
63
R.M. Davis Inc
Maine
– -$124K -10,550 Closed
CW
64
Cobiz Wealth
Colorado
– -$23K -2,000 Closed
Northwestern Mutual Wealth Management
65
Northwestern Mutual Wealth Management
Wisconsin
– -$23K -1,965 Closed
FHB
66
First Hawaiian Bank
Hawaii
– -$12K -975 Closed
FFC
67
First Financial Corp
Indiana
– -$2K -200 Closed
PFG
68
Piershale Financial Group
Illinois
– +$353 +30 New
1 2
3

PHK Hedge Fund Activity: Q3 2013 in Review

60 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q3 2013, worth a combined $80.2M — up 0.63% from $79.7M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of PHK and 7 opened new positions — a net loss of 2 holders — while 21 trimmed existing stakes and 17 added.

The largest buyer was National Planning Corporation, adding an estimated $2.66M. The largest seller was Morgan Stanley, cutting an estimated $1.75M.

  • 60 institutional investors held PIMCO High Income Fund (PHK) as of Q3 2013, down from 63 in Q2 2013.
  • Funds reported $80.2M of PIMCO High Income Fund stock for Q3 2013, up 0.63% quarter-over-quarter.
  • 7 funds opened new PIMCO High Income Fund positions in Q3 2013 and 9 closed out, a net change of -2 holders.
  • The largest PIMCO High Income Fund buyer in Q3 2013 was National Planning Corporation, an estimated $2.66M added.
  • The largest PIMCO High Income Fund seller in Q3 2013 was Morgan Stanley, an estimated $1.75M sold.

Based on aggregated 13F filings for Q3 2013.