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PHK

PIMCO High Income Fund
PHK

93 hedge funds and large institutions have $54.6M invested in PIMCO High Income Fund in 2019 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 8

17% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 23

12% more capital invested

Capital invested by funds: $48.6M → $54.6M (+$6.02M)

8% more funds holding

Funds holding: 86 → 93 (+7)

0.76% more ownership

Funds ownership: 4.81% → 5.56% (+0.76%)

Holders
93
Holders Change
+7
Holders Change %
+8.14%
% of All Funds
1.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
27
Reduced
23
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$4.33M
2
LPL Financial
LPL Financial
California
+$1.58M
3
Morgan Stanley
Morgan Stanley
New York
+$1.12M
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
+$1.02M
5
Millennium Management
Millennium Management
New York
+$756K

Top Sellers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$667K
2
SF
Synovus Financial
Georgia
-$655K
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$613K
4
PAG
Private Advisor Group
New Jersey
-$519K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$426K
Name Holding Trade Value Shares
Change 		Change in
Stake
CCIM
26
Chapwood Capital Investment Management
Texas
$463K +$473K +61,699 New
BCA
27
Biltmore Capital Advisors
New Jersey
$445K – – –
Bank of America
28
Bank of America
North Carolina
$445K +$491 +64 +0.1%
SWP
29
Stratos Wealth Partners
Ohio
$441K -$30.7K -4,000 -6%
PAG
30
Private Advisor Group
New Jersey
$428K -$519K -67,651 -54%
TCM
31
Traynor Capital Management
Pennsylvania
$413K +$11.5K +1,498 +3%
AAS
32
Avantax Advisory Services
Texas
$404K +$491 +64 +0.1%
Creative Planning
33
Creative Planning
Kansas
$372K +$184K +23,994 +94%
Wells Fargo
34
Wells Fargo
California
$357K -$54.2K -7,067 -13%
CSIC
35
Clifford Swan Investment Counsel
California
$334K – – –
SBIA
36
Sheaff Brock Investment Advisors
Indiana
$321K -$16.9K -2,200 -5%
RJFSA
37
Raymond James Financial Services Advisors
Florida
$304K +$59.4K +7,752 +24%
BRC
38
Bell Rock Capital
Delaware
$253K +$1.2K +156 +0.5%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$224K – – –
US Bancorp
40
US Bancorp
Minnesota
$203K -$20.3K -2,650 -9%
Cetera Investment Advisers
41
Cetera Investment Advisers
Illinois
$189K +$24.5K +3,194 +15%
UCFA
42
United Capital Financial Advisors
Texas
$183K – – –
RA
43
RFG Advisory
Alabama
$181K -$173K -22,604 -48%
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$177K – – –
DA
45
Detalus Advisors
Missouri
$161K +$164K +21,431 New
SC
46
Stratford Consulting
Texas
$160K – – –
HIM
47
Hanlon Investment Management
New Jersey
$150K – – –
CPSC
48
Carl P. Sherr & Co
Massachusetts
$150K +$153K +20,000 New
HWM
49
Hohimer Wealth Management
Washington
$148K +$151K +19,735 New
IWM
50
IHT Wealth Management
Illinois
$130K +$6.97K +909 +6%
1
2
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PHK Hedge Fund Activity: Q4 2019 in Review

93 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q4 2019, worth a combined $54.6M — up 12% from $48.6M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PHK positions and 8 closed out — a net gain of 8 holders — while 27 added to existing stakes and 23 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $4.33M. The largest seller was Envestnet Asset Management, cutting an estimated $667K.

  • 93 institutional investors held PIMCO High Income Fund (PHK) as of Q4 2019, up from 86 in Q3 2019.
  • Funds reported $54.6M of PIMCO High Income Fund stock for Q4 2019, up 12% quarter-over-quarter.
  • 16 funds opened new PIMCO High Income Fund positions in Q4 2019 and 8 closed out, a net change of +8 holders.
  • The largest PIMCO High Income Fund buyer in Q4 2019 was Rivernorth Capital Management, an estimated $4.33M added.
  • The largest PIMCO High Income Fund seller in Q4 2019 was Envestnet Asset Management, an estimated $667K sold.

Based on aggregated 13F filings for Q4 2019.