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PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

55 hedge funds and large institutions have $100M invested in Pioneer Floating Rate Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 22 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

8% more funds holding

Funds holding: 5155 (+4)

5.78% less ownership

Funds ownership: 39.9%34.12% (-5.8%)

14% less capital invested

Capital invested by funds: $117M → $100M (-$16.8M)

41% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 22

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
55
Holders Change
+4
Holders Change %
+7.84%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
8
Increased
13
Reduced
22
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$719K +$34.9K +2,969 +5%
CS
27
Credit Suisse
Switzerland
$587K -$950K -80,897 -62%
ZA
28
Zazove Associates
Nevada
$567K +$561K +47,798 New
Ameriprise
29
Ameriprise
Minnesota
$466K +$47K +4,006 +11%
NPC
30
National Planning Corporation
California
$430K -$39.6K -3,370 -9%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$418K +$5.63K +479 +1%
COLIM
32
City of London Investment Management
United Kingdom
$321K
HK
33
Horizon Kinetics
New York
$316K -$13.6K -1,160 -4%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$235K +$58.8K +5,011 +34%
VKH
35
Virtu KCG Holdings
New York
$192K +$190K +16,188 New
WS
36
Wedbush Securities
California
$180K
UBS Group
37
UBS Group
Switzerland
$169K -$4.06K -346 -2%
RJA
38
Raymond James & Associates
Florida
$155K +$154K +13,093 New
GWM
39
Greenwich Wealth Management
Connecticut
$148K -$24.7K -2,101 -14%
SFS
40
Shaker Financial Services
Virginia
$142K -$536K -45,654 -79%
SWP
41
Stratos Wealth Partners
Ohio
$132K
CCP
42
Corient Capital Partners
California
$126K +$124K +10,585 New
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$95K
USGIU
44
U.S. Global Investors (USGI)
Texas
$95K
AG
45
Advisor Group
Arizona
$86K +$83.9K +7,145 +10,992%
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$70K
IA
47
IFP Advisors
Florida
$62K -$5.75K -490 -9%
GWM
48
Geneos Wealth Management
Colorado
$58K +$14.1K +1,200 +32%
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$24K
MFS
50
MSI Financial Services
Massachusetts
$13K -$294 -25 -2%