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PHD

Pioneer Floating Rate Fund
PHD

Delisted

PHD was delisted on the 10th of October, 2025.

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41 hedge funds and large institutions have $72M invested in Pioneer Floating Rate Fund in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

3% more funds holding

Funds holding: 40 → 41 (+1)

3% more capital invested

Capital invested by funds: $69.6M → $72M (+$2.38M)

0.91% more ownership

Funds ownership: 22.16% → 23.07% (+0.91%)

Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bessemer Group
Bessemer Group
New Jersey
+$3.21M
2
RTS
Round Table Services
New Jersey
+$1.64M
3
ACM
Aviance Capital Management
Florida
+$422K
4
NPC
National Planning Corporation
California
+$378K
5
GI
Gradient Investments
Minnesota
+$335K

Top Sellers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
-$2.1M
2
GC
Guggenheim Capital
Illinois
-$1.79M
3
Invesco
Invesco
Georgia
-$846K
4
SFS
Shaker Financial Services
Virginia
-$701K
5
PPA
Parametric Portfolio Associates
Washington
-$311K
Name Holding Trade Value Shares
Change 		Change in
Stake
WS
26
Wedbush Securities
California
$231K – – –
ICOA
27
Investment Centers of America
North Dakota
$182K +$187K +14,520 New
KFS
28
KMS Financial Services
Washington
$126K – – –
USGIU
29
U.S. Global Investors (USGI)
Texas
$103K – – –
Citigroup
30
Citigroup
New York
$98K +$70.3K +5,470 +240%
US Bancorp
31
US Bancorp
Minnesota
$88K – – –
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$85K +$3.3K +257 +4%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$25K – – –
TRCT
34
Tower Research Capital (TRC)
New York
$16K -$26.3K -2,050 -61%
NES
35
New England Securities
New York
$13K – – –
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$12K – – –
FCCM
37
First City Capital Management
Georgia
$9.49K +$9.65K +751 New
RIA
38
Regal Investment Advisors
Michigan
$3K – – –
MA
39
MUFG Americas
New York
$1K -$617 -48 -40%
CFA
40
Carroll Financial Associates
North Carolina
$1K +$475 +37 +617%
AIG
41
American International Group
New York
$822 – – –
SFS
42
Shaker Financial Services
Virginia
– -$701K -55,147 Closed
SG Americas Securities
43
SG Americas Securities
New York
– -$266K -20,924 Closed
WCM
44
Windsor Capital Management
Arizona
– -$24K -1,900 Closed
1
2

PHD Hedge Fund Activity: Q1 2014 in Review

41 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Pioneer Floating Rate Fund (PHD) for Q1 2014, worth a combined $72M — up 3.4% from $69.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PHD positions and 3 closed out — a net gain of 2 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Bessemer Group, opening a new position worth an estimated $3.21M. The largest seller was Advisors Asset Management, cutting an estimated $2.1M.

  • 41 institutional investors held Pioneer Floating Rate Fund (PHD) as of Q1 2014, up from 40 in Q4 2013.
  • Funds reported $72M of Pioneer Floating Rate Fund stock for Q1 2014, up 3.4% quarter-over-quarter.
  • 5 funds opened new Pioneer Floating Rate Fund positions in Q1 2014 and 3 closed out, a net change of +2 holders.
  • The largest Pioneer Floating Rate Fund buyer in Q1 2014 was Bessemer Group, an estimated $3.21M added.
  • The largest Pioneer Floating Rate Fund seller in Q1 2014 was Advisors Asset Management, an estimated $2.1M sold.

Based on aggregated 13F filings for Q1 2014.