Tower Research Capital (TRC)’s Pioneer Floating Rate Fund PHD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q2	–	Sell	-40	Closed	-$379	–	5501
2025 Q1	$379	Buy	+40	New	+$384	﹤0.01%	4915
2024 Q3	–	Sell	-126	Closed	-$1.22K	–	5914
2024 Q2	$1.22K	Buy	+126	New	+$1.22K	﹤0.01%	5186
2020 Q2	–	Sell	-400	Closed	-$3K	–	4926
2020 Q1	$3K	Buy	+400	New	+$4.06K	﹤0.01%	2485
2018 Q4	–	Sell	-4,843	Closed	-$53K	–	4227
2018 Q3	$53K	Buy	4,843 +2,886	+147%	+$31.9K	﹤0.01%	1720
2018 Q2	$22K	Buy	+1,957	New	+$22.5K	﹤0.01%	2385
2017 Q4	–	Sell	-244	Closed	-$3K	–	3948
2017 Q3	$3K	Buy	+244	New	+$2.9K	﹤0.01%	3487
2016 Q2	–	Sell	-96	Closed	-$1K	–	4840
2016 Q1	$1K	Sell	96 -244	-72%	-$2.58K	﹤0.01%	3747
2015 Q4	$4K	Buy	+340	New	+$3.7K	﹤0.01%	3232
2015 Q2	–	Sell	-3,575	Closed	-$42K	–	4890
2015 Q1	$42K	Buy	+3,575	New	+$40.8K	0.01%	1613
2014 Q4	–	Sell	-300	Closed	-$4K	–	4539
2014 Q3	$4K	Sell	300 -100	-25%	-$1.22K	﹤0.01%	3447
2014 Q2	$5K	Sell	400 -890	-69%	-$11K	﹤0.01%	2866
2014 Q1	$16K	Sell	1,290 -2,050	-61%	-$26.3K	﹤0.01%	2120
2013 Q4	$42K	Buy	3,340 +1,657	+98%	+$20.6K	0.01%	1540
2013 Q3	$21K	Buy	1,683 +83	+5%	+$1.07K	﹤0.01%	2645
2013 Q2	$21K	Buy	+1,600	New	+$22K	﹤0.01%	1662