KFS
PHD

KMS Financial Services’s Pioneer Floating Rate Fund PHD Stock Holding History

KMS Financial Services’s Portfolio PHD Stock Details PHD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-10,000
Closed -$125K – 565
2014
Q2 		$125K Hold
10,000
– – 0.02% 520
2014
Q1 		$126K Hold
10,000
– – 0.02% 502
2013
Q4 		$127K Buy
+10,000
New +$124K 0.02% 491

Other funds holding PHD

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BCC
Bain Capital Credit Boston, Massachusetts $303M AUM 15.47% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RTS
Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return
TAM
Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

KMS Financial Services's PHD Position: Q3 2014 in Review

KMS Financial Services sold out of Pioneer Floating Rate Fund (PHD) in Q3 2014, closing a stake of 10,000 shares — an estimated $125K sold.

KMS Financial Services first reported a position in PHD in Q4 2013 and held it in 3 quarters. The position peaked at $127K in Q4 2013. 41 funds tracked by Wall St. Rank hold PHD as of Q3 2014.

  • KMS Financial Services reported no remaining Pioneer Floating Rate Fund position as of Q3 2014 after selling out during the quarter.
  • KMS Financial Services sold 10,000 Pioneer Floating Rate Fund shares in Q3 2014, an estimated $125K.
  • KMS Financial Services first reported a position in Pioneer Floating Rate Fund in Q4 2013 and held it in 3 quarters.
  • KMS Financial Services's Pioneer Floating Rate Fund position peaked at $127K in Q4 2013.
  • 41 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q3 2014.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.