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PennyMac Financial
PFSI

70 hedge funds and large institutions have $350M invested in PennyMac Financial in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 19

16% more capital invested

Capital invested by funds: $302M → $350M (+$48.3M)

0.2% more ownership

Funds ownership: 93.06% → 93.26% (+0.2%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

7% less funds holding

Funds holding: 75 → 70 (-5)

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

51% less call options, than puts

Call options by funds: $17K | Put options by funds: $35K

Holders
70
Holders Change
-5
Holders Change %
-6.67%
% of All Funds
1.87%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
27
Reduced
19
Closed
11
Calls
$17K
Puts
$35K
Net Calls
-$18K
Net Calls Change
-$14K

Top Buyers

Rank Fund Capital Flow
1
PFMOSF
Philadelphia Financial Management of San Francisco
California
+$1.98M
2
LPC
Long Pond Capital
New York
+$1.93M
3
SLCM
Seven Locks Capital Management
New York
+$1.48M
4
SM
Senvest Management
New York
+$1.06M
5
JP Morgan Chase
JP Morgan Chase
New York
+$659K

Top Sellers

Rank Fund Capital Flow
1
GIM
Greenwich Investment Management
Connecticut
-$2.15M
2
CCA
Canyon Capital Advisors
Texas
-$1.6M
3
NIMC
NWQ Investment Management Company
California
-$1.59M
4
BCM
Basswood Capital Management
New York
-$921K
5
RA
Royce & Associates
New York
-$733K
Name Holding Trade Value Shares
Change 		Change in
Stake
AI
26
Analytic Investors
California
$1.34M +$189K +11,811 +18%
AWCI
27
Alpine Woods Capital Investors
New York
$1.21M -$240K -15,000 -18%
MC
28
Menta Capital
California
$1.15M +$432K +27,037 +69%
NFA
29
Nationwide Fund Advisors
Ohio
$1.06M +$404K +25,270 +71%
RFC
30
Russell Frank Company
Washington
$1.02M +$163K +10,188 +21%
TCIM
31
TIAA CREF Investment Management
New York
$881K -$38.8K -2,428 -5%
Citadel Advisors
32
Citadel Advisors
Florida
$640K +$160K +9,991 +37%
BIM
33
BlackRock Investment Management
Delaware
$629K – – –
SC
34
Seawolf Capital
New York
$567K +$524K +32,782 New
GIM
35
Greenwich Investment Management
Connecticut
$519K -$2.15M -134,750 -82%
SAM
36
Symphony Asset Management
California
$513K +$474K +29,647 New
California State Teachers Retirement System (CalSTRS)
37
California State Teachers Retirement System (CalSTRS)
California
$428K +$1.69K +106 +0.4%
Dimensional Fund Advisors
38
Dimensional Fund Advisors
Texas
$424K +$241K +15,080 +160%
Deutsche Bank
39
Deutsche Bank
Germany
$401K +$49.3K +3,083 +15%
Renaissance Technologies
40
Renaissance Technologies
New York
$396K -$128K -8,000 -26%
PAM
41
Paradigm Asset Management
New York
$367K +$339K +21,200 New
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
$351K +$46.3K +2,896 +17%
EVC
43
Eidelman Virant Capital
Missouri
$346K – – –
Jacobs Levy Equity Management
44
Jacobs Levy Equity Management
New Jersey
$339K +$139K +8,713 +80%
Charles Schwab
45
Charles Schwab
California
$315K – – –
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$313K +$283K +17,720 +4,627%
SIP
47
Stoneridge Investment Partners
Pennsylvania
$294K +$271K +16,976 New
TA
48
Teachers Advisors
New York
$292K – – –
Credit Agricole
49
Credit Agricole
France
$282K – – –
GMIM
50
General Motors Investment Management
New York
$263K – – –
1
2
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PFSI Hedge Fund Activity: Q4 2014 in Review

70 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2014, worth a combined $350M — up 16% from $302M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PFSI and 7 opened new positions — a net loss of 4 holders — while 19 trimmed existing stakes and 27 added.

The largest buyer was Philadelphia Financial Management of San Francisco, adding an estimated $1.98M. The largest seller was Greenwich Investment Management, cutting an estimated $2.15M.

  • 70 institutional investors held PennyMac Financial (PFSI) as of Q4 2014, down from 75 in Q3 2014.
  • Funds reported $350M of PennyMac Financial stock for Q4 2014, up 16% quarter-over-quarter.
  • 7 funds opened new PennyMac Financial positions in Q4 2014 and 11 closed out, a net change of -4 holders.
  • The largest PennyMac Financial buyer in Q4 2014 was Philadelphia Financial Management of San Francisco, an estimated $1.98M added.
  • The largest PennyMac Financial seller in Q4 2014 was Greenwich Investment Management, an estimated $2.15M sold.

Based on aggregated 13F filings for Q4 2014.