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PennyMac Financial

75 hedge funds and large institutions have $300M invested in PennyMac Financial in 2014 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 22 increasing their positions, 23 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

6,197% more call options, than puts

Call options by funds: $1.89M | Put options by funds: $30K

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

4% more funds holding

Funds holding: 7275 (+3)

4% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 23

3.48% less ownership

Funds ownership: 94.95%91.47% (-3.5%)

10% less capital invested

Capital invested by funds: $335M → $300M (-$34.6M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
2.16%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
22
Reduced
23
Closed
12
Calls
$1.89M
Puts
$30K
Net Calls
+$1.86M
Net Calls Change
+$1.64M
Name Holding Trade Value Shares
Change
Change in
Stake
CLG
1
Cooperman Leon G
$50M
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$31.7M -$25.3K -1,585 -0.1%
BlackRock
3
BlackRock
New York
$31.6M
BM
4
Bridger Management
New York
$29.2M
MVP
5
Miller Value Partners
Florida
$23M -$422K -26,400 -2%
SM
6
Senvest Management
New York
$22.9M +$421K +26,367 +2%
Vanguard Group
7
Vanguard Group
Pennsylvania
$15.7M -$782K -48,967 -5%
SLCM
8
Seven Locks Capital Management
New York
$15.7M
BCM
9
Basswood Capital Management
New York
$14.9M +$2.85M +178,367 +22%
CCA
10
Canyon Capital Advisors
Texas
$10.8M
WSA
11
Wall Street Associates
California
$5.33M +$16K +1,000 +0.3%
BFA
12
BlackRock Fund Advisors
California
$4.92M
TCGI
13
Three Corner Global Investors
New York
$3.94M +$785K +49,114 +23%
BTS
14
BB&T Securities
Virginia
$3.8M +$20.8K +1,300 +5%
State Street
15
State Street
Massachusetts
$2.86M +$281K +17,610 +10%
SFM
16
Soros Fund Management
New York
$2.85M +$2.99M +187,382 New
FCG
17
FrontFour Capital Group
Connecticut
$2.68M -$3.12M -195,265 -52%
GIM
18
Greenwich Investment Management
Connecticut
$2.66M -$48.6K -3,040 -2%
Northern Trust
19
Northern Trust
Illinois
$2.32M +$559 +35 +0%
Wells Fargo
20
Wells Fargo
California
$2.32M +$136K +8,541 +6%
BIT
21
BlackRock Institutional Trust
California
$1.72M -$401K -25,121 -18%
NIMC
22
NWQ Investment Management Company
California
$1.65M -$145K -9,056 -8%
Morgan Stanley
23
Morgan Stanley
New York
$1.58M +$1.05M +65,613 +171%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$1.51M +$594K +37,198 +60%
FCH
25
Freestone Capital Holdings
Washington
$1.45M

PFSI Hedge Fund Activity: Q2 2014 in Review

75 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q2 2014, worth a combined $300M — down 10% from $335M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new PFSI positions and 12 closed out — a net gain of 3 holders — while 22 added to existing stakes and 23 trimmed.

The largest buyer was Soros Fund Management, opening a new position worth an estimated $2.99M. The largest seller was Foundation Asset Management, exiting entirely with an estimated $4.46M sold.

  • 75 institutional investors held PennyMac Financial (PFSI) as of Q2 2014, up from 72 in Q1 2014.
  • Funds reported $300M of PennyMac Financial stock for Q2 2014, down 10% quarter-over-quarter.
  • 15 funds opened new PennyMac Financial positions in Q2 2014 and 12 closed out, a net change of +3 holders.
  • The largest PennyMac Financial buyer in Q2 2014 was Soros Fund Management, an estimated $2.99M added.
  • The largest PennyMac Financial seller in Q2 2014 was Foundation Asset Management, an estimated $4.46M sold.

Based on aggregated 13F filings for Q2 2014.