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PennyMac Financial

151 hedge funds and large institutions have $1.41B invested in PennyMac Financial in 2019 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 49 increasing their positions, 48 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,440% more call options, than puts

Call options by funds: $17M | Put options by funds: $480K

147% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 15

16% more capital invested

Capital invested by funds: $1.21B → $1.41B (+$196M)

16% more funds holding

Funds holding: 130151 (+21)

1.95% more ownership

Funds ownership: 50.83%52.79% (+2%)

2% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 48

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
151
Holders Change
+21
Holders Change %
+16.15%
% of All Funds
2.98%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
37
Increased
49
Reduced
48
Closed
15
Calls
$17M
Puts
$480K
Net Calls
+$16.5M
Net Calls Change
+$7.98M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$546M
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$229M +$2.24M +69,044 +1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$97.7M -$1.72M -52,881 -2%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$49.8M +$299K +9,225 +0.6%
Renaissance Technologies
5
Renaissance Technologies
New York
$34.2M +$13.7M +421,693 +72%
PCM
6
PAR Capital Management
Massachusetts
$32.2M -$166K -5,100 -0.5%
JP Morgan Chase
7
JP Morgan Chase
New York
$28.3M -$659K -20,297 -2%
Grantham, Mayo, Van Otterloo & Co (GMO)
8
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$25.8M +$6.35M +195,578 +35%
SM
9
Senvest Management
New York
$25.1M -$2.01M -61,882 -8%
Loomis, Sayles & Company
10
Loomis, Sayles & Company
Massachusetts
$21.8M +$20.7M +639,092 New
State Street
11
State Street
Massachusetts
$20.7M +$1.37M +42,294 +7%
Arrowstreet Capital
12
Arrowstreet Capital
Massachusetts
$17M +$14.2M +437,748 +722%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$15.9M +$129K +3,981 +0.9%
N
14
Nuveen
North Carolina
$15.4M -$162 -5 -0%
Northern Trust
15
Northern Trust
Illinois
$13M +$188K +5,806 +2%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$10.9M +$3.1M +95,437 +42%
EAM
17
Eagle Asset Management
Florida
$10.6M +$4.1M +126,162 +68%
Boston Partners
18
Boston Partners
Massachusetts
$9.88M +$87.7K +2,702 +0.9%
PCM
19
Penserra Capital Management
California
$9.25M +$8.83M +271,849 New
BCM
20
Basswood Capital Management
New York
$8.3M -$7.78M -239,552 -50%
Goldman Sachs
21
Goldman Sachs
New York
$8.13M +$3.72M +114,487 +92%
PP
22
Professional Planning
California
$7.85M -$390K -12,000 -5%
Charles Schwab
23
Charles Schwab
California
$7.5M +$139K +4,272 +2%
Morgan Stanley
24
Morgan Stanley
New York
$6.84M -$19M -586,155 -74%
Invesco
25
Invesco
Georgia
$6.73M +$1.61M +49,578 +33%

PFSI Hedge Fund Activity: Q4 2019 in Review

151 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2019, worth a combined $1.41B — up 16% from $1.21B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PFSI positions and 15 closed out — a net gain of 22 holders — while 49 added to existing stakes and 48 trimmed.

The largest buyer was Loomis, Sayles & Company, opening a new position worth an estimated $20.7M. The largest seller was Morgan Stanley, cutting an estimated $19M.

  • 151 institutional investors held PennyMac Financial (PFSI) as of Q4 2019, up from 130 in Q3 2019.
  • Funds reported $1.41B of PennyMac Financial stock for Q4 2019, up 16% quarter-over-quarter.
  • 37 funds opened new PennyMac Financial positions in Q4 2019 and 15 closed out, a net change of +22 holders.
  • The largest PennyMac Financial buyer in Q4 2019 was Loomis, Sayles & Company, an estimated $20.7M added.
  • The largest PennyMac Financial seller in Q4 2019 was Morgan Stanley, an estimated $19M sold.

Based on aggregated 13F filings for Q4 2019.