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PennyMac Financial

130 hedge funds and large institutions have $1.21B invested in PennyMac Financial in 2019 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 47 increasing their positions, 33 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,489% more call options, than puts

Call options by funds: $8.88M | Put options by funds: $343K

147% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 15

128% more capital invested

Capital invested by funds: $531M → $1.21B (+$682M)

42% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 33

20% more funds holding

Funds holding: 108130 (+22)

20.26% more ownership

Funds ownership: 30.57%50.83% (+20%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
130
Holders Change
+22
Holders Change %
+20.37%
% of All Funds
2.85%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
37
Increased
47
Reduced
33
Closed
15
Calls
$8.88M
Puts
$343K
Net Calls
+$8.54M
Net Calls Change
+$8.79M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$487M +$420M +15,560,507 +3,336%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$202M +$15.3M +566,258 +9%
Vanguard Group
3
Vanguard Group
Pennsylvania
$88.8M -$24.5M -909,425 -24%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$44.1M +$4.11M +152,379 +12%
PCM
5
PAR Capital Management
Massachusetts
$28.9M
JP Morgan Chase
6
JP Morgan Chase
New York
$25.9M +$12M +443,630 +109%
SM
7
Senvest Management
New York
$24.2M -$2.85M -105,646 -12%
Morgan Stanley
8
Morgan Stanley
New York
$23.9M +$4.03M +149,435 +23%
Renaissance Technologies
9
Renaissance Technologies
New York
$17.7M +$14.1M +523,900 +902%
State Street
10
State Street
Massachusetts
$17.2M +$1.28M +47,473 +9%
Grantham, Mayo, Van Otterloo & Co (GMO)
11
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$17.1M +$5.35M +198,300 +54%
BCM
12
Basswood Capital Management
New York
$14.7M -$8.27M -306,417 -39%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$14M -$3.64M -134,993 -23%
N
14
Nuveen
North Carolina
$13.7M +$3.91M +144,905 +47%
Northern Trust
15
Northern Trust
Illinois
$11.4M +$420K +15,549 +4%
Boston Partners
16
Boston Partners
Massachusetts
$8.73M -$84.9K -3,147 -1%
PP
17
Professional Planning
California
$7.37M
Millennium Management
18
Millennium Management
New York
$7.07M -$2.23M -82,754 -26%
BAM
19
Bayview Asset Management
Florida
$6.99M -$6.2M -229,960 -50%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$6.85M +$760K +28,153 +14%
Charles Schwab
21
Charles Schwab
California
$6.57M +$3.81M +141,062 +188%
AllianceBernstein
22
AllianceBernstein
Tennessee
$6.2M +$353K +13,100 +7%
Deutsche Bank
23
Deutsche Bank
Germany
$5.6M -$652K -24,148 -12%
EAM
24
Eagle Asset Management
Florida
$5.6M +$4.97M +184,276 New
Acadian Asset Management
25
Acadian Asset Management
Massachusetts
$5.12M +$1.28M +47,608 +39%

PFSI Hedge Fund Activity: Q3 2019 in Review

130 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2019, worth a combined $1.21B — up 128% from $531M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PFSI positions and 15 closed out — a net gain of 22 holders — while 47 added to existing stakes and 33 trimmed.

The largest buyer was BlackRock, adding an estimated $420M. The largest seller was Vanguard Group, cutting an estimated $24.5M.

  • 130 institutional investors held PennyMac Financial (PFSI) as of Q3 2019, up from 108 in Q2 2019.
  • Funds reported $1.21B of PennyMac Financial stock for Q3 2019, up 128% quarter-over-quarter.
  • 37 funds opened new PennyMac Financial positions in Q3 2019 and 15 closed out, a net change of +22 holders.
  • The largest PennyMac Financial buyer in Q3 2019 was BlackRock, an estimated $420M added.
  • The largest PennyMac Financial seller in Q3 2019 was Vanguard Group, an estimated $24.5M sold.

Based on aggregated 13F filings for Q3 2019.