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PennyMac Financial

204 hedge funds and large institutions have $2.12B invested in PennyMac Financial in 2021 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 52 increasing their positions, 90 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 31

5% more capital invested

Capital invested by funds: $2.01B → $2.12B (+$103M)

2% more funds holding

Funds holding: 200204 (+4)

1.63% less ownership

Funds ownership: 53.05%51.42% (-1.6%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

42% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 90

63% less call options, than puts

Call options by funds: $119M | Put options by funds: $324M

Holders
204
Holders Change
+4
Holders Change %
+2%
% of All Funds
3.14%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.11%
New
37
Increased
52
Reduced
90
Closed
31
Calls
$119M
Puts
$324M
Net Calls
-$204M
Net Calls Change
-$16.2M
Name Holding Trade Value Shares
Change
Change in
Stake
MP
1
MFN Partners
Massachusetts
$277M +$29.3M +443,726 +13%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$273M -$5.41M -82,043 -2%
Vanguard Group
3
Vanguard Group
Pennsylvania
$216M +$1.56M +23,692 +0.8%
BlackRock
4
BlackRock
New York
$155M -$7.25M -109,793 -5%
SM
5
Senvest Management
New York
$149M +$7.81M +118,371 +6%
State Street
6
State Street
Massachusetts
$90.8M -$8.77M -132,847 -9%
BCM
7
Basswood Capital Management
New York
$81.3M -$49.7M -753,360 -39%
CCP
8
Clough Capital Partners
Massachusetts
$79.8M +$10.6M +160,039 +16%
KPF
9
K2 Principal Fund
Ontario, Canada
$74.4M +$21.6M +326,975 +44%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$36.9M -$2.14M -32,461 -6%
Boston Partners
11
Boston Partners
Massachusetts
$36.6M -$277K -4,190 -0.8%
Northern Trust
12
Northern Trust
Illinois
$33M -$11.2M -169,660 -26%
Renaissance Technologies
13
Renaissance Technologies
New York
$30.7M -$1.75M -26,500 -6%
AllianceBernstein
14
AllianceBernstein
Tennessee
$28.7M -$22.2K -337 -0.1%
Norges Bank
15
Norges Bank
Norway
$28.3M
Dimensional Fund Advisors
16
Dimensional Fund Advisors
Texas
$28.2M +$15.3M +231,710 +134%
Allianz Asset Management
17
Allianz Asset Management
Germany
$22.2M +$10.6M +160,244 +101%
Millennium Management
18
Millennium Management
New York
$21.9M -$480K -7,267 -2%
JP Morgan Chase
19
JP Morgan Chase
New York
$21.4M +$1.05M +15,919 +5%
Lazard Asset Management
20
Lazard Asset Management
New York
$19.8M -$5.03M -76,209 -21%
Charles Schwab
21
Charles Schwab
California
$19.7M +$756K +11,455 +4%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$18.1M -$2.92M -44,215 -15%
GLA
23
Great Lakes Advisors
Illinois
$17.3M -$254K -3,855 -2%
BCM
24
BlueCrest Capital Management
Jersey
$16.9M -$24.4M -369,143 -60%
N
25
Nuveen
North Carolina
$15.9M +$1.07M +16,235 +8%

PFSI Hedge Fund Activity: Q4 2021 in Review

204 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2021, worth a combined $2.12B — up 5.1% from $2.01B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PFSI positions and 31 closed out — a net gain of 6 holders — while 52 added to existing stakes and 90 trimmed.

The largest buyer was MFN Partners, adding an estimated $29.3M. The largest seller was Basswood Capital Management, cutting an estimated $49.7M.

  • 204 institutional investors held PennyMac Financial (PFSI) as of Q4 2021, up from 200 in Q3 2021.
  • Funds reported $2.12B of PennyMac Financial stock for Q4 2021, up 5.1% quarter-over-quarter.
  • 37 funds opened new PennyMac Financial positions in Q4 2021 and 31 closed out, a net change of +6 holders.
  • The largest PennyMac Financial buyer in Q4 2021 was MFN Partners, an estimated $29.3M added.
  • The largest PennyMac Financial seller in Q4 2021 was Basswood Capital Management, an estimated $49.7M sold.

Based on aggregated 13F filings for Q4 2021.