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PennyMac Financial

87 hedge funds and large institutions have $341M invested in PennyMac Financial in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 45 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 18

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

2% more funds holding

Funds holding: 8587 (+2)

0.81% more ownership

Funds ownership: 90.93%91.74% (+0.81%)

1% less capital invested

Capital invested by funds: $343M → $341M (-$1.88M)

100% less funds holding in top 10

Funds holding in top 10: 30 (-3)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $13K

Holders
87
Holders Change
+2
Holders Change %
+2.35%
% of All Funds
2.17%
Holding in Top 10
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
45
Reduced
18
Closed
7
Calls
Puts
$13K
Net Calls
-$13K
Net Calls Change
+$36K
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$58.9M +$9.87K +580 +0%
SM
2
Senvest Management
New York
$34.2M
BlackRock
3
BlackRock
New York
$30M
OA
4
Omega Advisors
New York
$27M -$11.8M -692,584 -30%
Vanguard Group
5
Vanguard Group
Pennsylvania
$24M +$1.78M +104,680 +8%
MVP
6
Miller Value Partners
Florida
$23.8M -$485K -28,500 -2%
BCM
7
Basswood Capital Management
New York
$18.4M +$10.9M +643,445 +140%
Boston Partners
8
Boston Partners
Massachusetts
$11.9M +$169K +9,933 +1%
Renaissance Technologies
9
Renaissance Technologies
New York
$7.95M +$3.96M +233,000 +95%
PCM
10
PAR Capital Management
Massachusetts
$7.44M -$148K -8,700 -2%
JP Morgan Chase
11
JP Morgan Chase
New York
$7.14M +$1.17M +68,540 +19%
Bank of America
12
Bank of America
North Carolina
$6.17M +$2.33M +137,049 +59%
BFA
13
BlackRock Fund Advisors
California
$5.39M
Dimensional Fund Advisors
14
Dimensional Fund Advisors
Texas
$5.15M +$1.84M +107,928 +54%
Millennium Management
15
Millennium Management
New York
$4.85M +$4.67M +274,436 +1,619%
NAP
16
New Amsterdam Partners
New York
$4.34M -$45.3K -2,664 -1%
TCGI
17
Three Corner Global Investors
New York
$3.87M
State Street
18
State Street
Massachusetts
$3.77M +$225K +13,242 +6%
Morgan Stanley
19
Morgan Stanley
New York
$3.55M +$1.33M +78,322 +58%
NI
20
Numeric Investors
Massachusetts
$3.15M +$3.22M +189,500 New
AllianceBernstein
21
AllianceBernstein
Tennessee
$3.13M -$601K -35,350 -16%
CAM
22
ClariVest Asset Management
California
$3M +$1.14M +67,126 +60%
CEP
23
Chicago Equity Partners
Illinois
$2.83M +$2.01M +118,330 +230%
GIM
24
Greenwich Investment Management
Connecticut
$2.75M +$1.03M +60,556 +58%
Northern Trust
25
Northern Trust
Illinois
$2.71M +$135K +7,908 +5%

PFSI Hedge Fund Activity: Q4 2016 in Review

87 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2016, worth a combined $341M — down 0.55% from $343M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFSI positions and 7 closed out — a net gain of 4 holders — while 45 added to existing stakes and 18 trimmed.

The largest buyer was Basswood Capital Management, adding an estimated $10.9M. The largest seller was Philadelphia Financial Management of San Francisco, exiting entirely with an estimated $17.5M sold.

  • 87 institutional investors held PennyMac Financial (PFSI) as of Q4 2016, up from 85 in Q3 2016.
  • Funds reported $341M of PennyMac Financial stock for Q4 2016, down 0.55% quarter-over-quarter.
  • 11 funds opened new PennyMac Financial positions in Q4 2016 and 7 closed out, a net change of +4 holders.
  • The largest PennyMac Financial buyer in Q4 2016 was Basswood Capital Management, an estimated $10.9M added.
  • The largest PennyMac Financial seller in Q4 2016 was Philadelphia Financial Management of San Francisco, an estimated $17.5M sold.

Based on aggregated 13F filings for Q4 2016.