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PennyMac Financial

200 hedge funds and large institutions have $2.01B invested in PennyMac Financial in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 60 increasing their positions, 87 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.63% more ownership

Funds ownership: 49.42%53.05% (+3.6%)

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

0% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 29

1% less funds holding

Funds holding: 202200 (-2)

1% less capital invested

Capital invested by funds: $2.03B → $2.01B (-$22.4M)

31% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 87

72% less call options, than puts

Call options by funds: $72.5M | Put options by funds: $261M

Holders
200
Holders Change
-2
Holders Change %
-0.99%
% of All Funds
3.5%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
29
Increased
60
Reduced
87
Closed
29
Calls
$72.5M
Puts
$261M
Net Calls
-$188M
Net Calls Change
-$156M
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$244M -$3.51M -55,225 -1%
MP
2
MFN Partners
Massachusetts
$216M
Vanguard Group
3
Vanguard Group
Pennsylvania
$188M -$26.7M -420,866 -12%
BlackRock
4
BlackRock
New York
$142M -$16.1M -253,329 -10%
SM
5
Senvest Management
New York
$123M +$1.9M +30,000 +2%
BCM
6
Basswood Capital Management
New York
$117M -$34.5M -543,540 -22%
State Street
7
State Street
Massachusetts
$87.7M -$3.61M -56,925 -4%
CCP
8
Clough Capital Partners
Massachusetts
$60.1M +$121K +1,900 +0.2%
KPF
9
K2 Principal Fund
Ontario, Canada
$45.1M +$40.7M +641,313 +659%
PCM
10
PAR Capital Management
Massachusetts
$42.3M
Northern Trust
11
Northern Trust
Illinois
$39.3M +$6.71M +105,657 +20%
BCM
12
BlueCrest Capital Management
Jersey
$37.3M +$18.5M +291,799 +92%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$34.4M -$5.01M -78,901 -12%
Boston Partners
14
Boston Partners
Massachusetts
$32.5M -$202K -3,176 -0.6%
Renaissance Technologies
15
Renaissance Technologies
New York
$28.5M +$14.3M +225,200 +94%
Goldman Sachs
16
Goldman Sachs
New York
$28.2M -$8.8M -138,607 -23%
AllianceBernstein
17
AllianceBernstein
Tennessee
$25.2M +$212K +3,336 +0.8%
Norges Bank
18
Norges Bank
Norway
$24.8M +$4M +62,968 +18%
CLG
19
Cooperman Leon G
$23.4M +$17.9M +282,103 +281%
Lazard Asset Management
20
Lazard Asset Management
New York
$22M +$19.6M +308,103 +592%
Millennium Management
21
Millennium Management
New York
$19.7M +$13.5M +212,094 +193%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$18.5M -$512K -8,065 -3%
JP Morgan Chase
23
JP Morgan Chase
New York
$17.8M -$430K -6,767 -2%
Charles Schwab
24
Charles Schwab
California
$16.5M -$649K -10,214 -4%
GLA
25
Great Lakes Advisors
Illinois
$15.4M -$82.4K -1,298 -0.5%

PFSI Hedge Fund Activity: Q3 2021 in Review

200 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2021, worth a combined $2.01B — down 1.1% from $2.03B a quarter earlier.

Fund positioning in PFSI was balanced in Q3 2021: 29 funds opened new positions, 29 closed out, 60 added to existing stakes and 87 trimmed.

The largest buyer was K2 Principal Fund, adding an estimated $40.7M. The largest seller was Basswood Capital Management, cutting an estimated $34.5M.

  • 200 institutional investors held PennyMac Financial (PFSI) as of Q3 2021, down from 202 in Q2 2021.
  • Funds reported $2.01B of PennyMac Financial stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 29 funds opened new PennyMac Financial positions in Q3 2021 and 29 closed out, a net change of 0 holders.
  • The largest PennyMac Financial buyer in Q3 2021 was K2 Principal Fund, an estimated $40.7M added.
  • The largest PennyMac Financial seller in Q3 2021 was Basswood Capital Management, an estimated $34.5M sold.

Based on aggregated 13F filings for Q3 2021.