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PennyMac Financial
PFSI

108 hedge funds and large institutions have $531M invested in PennyMac Financial in 2019 Q2 according to their latest regulatory filings, with 29 funds opening new positions, 47 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 13

104% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 23

15% more funds holding

Funds holding: 94 → 108 (+14)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.45% less ownership

Funds ownership: 31.02% → 30.57% (-0.45%)

1% less capital invested

Capital invested by funds: $535M → $531M (-$3.71M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $253K

Holders
108
Holders Change
+14
Holders Change %
+14.89%
% of All Funds
2.35%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
29
Increased
47
Reduced
23
Closed
13
Calls
–
Puts
$253K
Net Calls
-$253K
Net Calls Change
-$540K

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$10.5M
2
N
Nuveen
North Carolina
+$6.84M
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$6.46M
4
PCM
PAR Capital Management
Massachusetts
+$4.31M
5
SCM
Shoals Capital Management
Virginia
+$3.9M

Top Sellers

1
Vanguard Group
Vanguard Group
Pennsylvania
-$31.4M
2
CLG
Cooperman Leon G
-$15.5M
3
Morgan Stanley
Morgan Stanley
New York
-$7.51M
4
HAI
Hennessy Advisors Inc
California
-$2.74M
5
CAM
ClariVest Asset Management
California
-$2.35M
Name Holding Trade Value Shares
Change 		Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$135M +$10.5M +472,076 +8%
Vanguard Group
2
Vanguard Group
Pennsylvania
$85M -$31.4M -1,411,399 -27%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$28.8M +$6.46M +290,200 +29%
PCM
4
PAR Capital Management
Massachusetts
$21.1M +$4.31M +193,700 +26%
SM
5
Senvest Management
New York
$20M -$223K -10,000 -1%
BCM
6
Basswood Capital Management
New York
$17.5M +$1.9M +85,391 +12%
LPC
7
Long Pond Capital
New York
$16.8M – – –
Morgan Stanley
8
Morgan Stanley
New York
$14.1M -$7.51M -337,119 -35%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$13.2M +$1.55M +69,813 +13%
State Street
10
State Street
Massachusetts
$11.5M +$2.74M +123,004 +31%
BlackRock
11
BlackRock
New York
$10.3M +$3.12K +140 +0%
BAM
12
Bayview Asset Management
Florida
$10.2M +$2.12M +95,246 +26%
JP Morgan Chase
13
JP Morgan Chase
New York
$9.14M +$1.58M +71,075 +21%
Grantham, Mayo, Van Otterloo & Co (GMO)
14
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$8.09M -$86.8K -3,900 -1%
Northern Trust
15
Northern Trust
Illinois
$7.97M +$489K +21,954 +7%
Millennium Management
16
Millennium Management
New York
$6.99M +$559K +25,130 +9%
N
17
Nuveen
North Carolina
$6.81M +$6.84M +307,142 New
Boston Partners
18
Boston Partners
Massachusetts
$6.45M -$416K -18,694 -6%
CLG
19
Cooperman Leon G
$6.2M -$15.5M -696,004 -71%
PP
20
Professional Planning
California
$5.38M – – –
Deutsche Bank
21
Deutsche Bank
Germany
$4.62M -$1.53M -68,776 -25%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$4.38M +$601K +27,008 +16%
AllianceBernstein
23
AllianceBernstein
Tennessee
$4.24M +$1.37M +61,670 +48%
Prudential Financial
24
Prudential Financial
New Jersey
$4.14M +$573K +25,740 +16%
SCM
25
Shoals Capital Management
Virginia
$3.88M +$3.9M +175,000 New
1
2 3 4 5

PFSI Hedge Fund Activity: Q2 2019 in Review

108 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q2 2019, worth a combined $531M — down 0.69% from $535M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PFSI positions and 13 closed out — a net gain of 16 holders — while 47 added to existing stakes and 23 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $10.5M. The largest seller was Vanguard Group, cutting an estimated $31.4M.

  • 108 institutional investors held PennyMac Financial (PFSI) as of Q2 2019, up from 94 in Q1 2019.
  • Funds reported $531M of PennyMac Financial stock for Q2 2019, down 0.69% quarter-over-quarter.
  • 29 funds opened new PennyMac Financial positions in Q2 2019 and 13 closed out, a net change of +16 holders.
  • The largest PennyMac Financial buyer in Q2 2019 was T. Rowe Price Associates, an estimated $10.5M added.
  • The largest PennyMac Financial seller in Q2 2019 was Vanguard Group, an estimated $31.4M sold.

Based on aggregated 13F filings for Q2 2019.