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PennyMac Financial

85 hedge funds and large institutions have $343M invested in PennyMac Financial in 2016 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 22 increasing their positions, 28 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

34% more capital invested

Capital invested by funds: $256M → $343M (+$86.3M)

5% more funds holding

Funds holding: 8185 (+4)

2.12% less ownership

Funds ownership: 93.05%90.93% (-2.1%)

21% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 28

48% less call options, than puts

Call options by funds: $54K | Put options by funds: $103K

Holders
85
Holders Change
+4
Holders Change %
+4.94%
% of All Funds
2.27%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
17
Increased
22
Reduced
28
Closed
12
Calls
$54K
Puts
$103K
Net Calls
-$49K
Net Calls Change
-$47K
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$60.2M -$163K -10,770 -0.3%
OA
2
Omega Advisors
New York
$39.3M -$2.43M -160,197 -6%
SM
3
Senvest Management
New York
$35M
BlackRock
4
BlackRock
New York
$30.6M
MVP
5
Miller Value Partners
Florida
$24.8M
Vanguard Group
6
Vanguard Group
Pennsylvania
$22.7M +$1.14M +74,888 +6%
PFMOSF
7
Philadelphia Financial Management of San Francisco
California
$17.5M -$3.98M -262,463 -20%
Boston Partners
8
Boston Partners
Massachusetts
$12M +$375K +24,754 +4%
SLCM
9
Seven Locks Capital Management
New York
$8.35M -$2.71M -178,945 -27%
BCM
10
Basswood Capital Management
New York
$7.84M +$3.07M +202,468 +78%
PCM
11
PAR Capital Management
Massachusetts
$7.75M +$390K +25,700 +6%
JP Morgan Chase
12
JP Morgan Chase
New York
$6.13M +$1.9K +125 +0%
BFA
13
BlackRock Fund Advisors
California
$5.5M
NAP
14
New Amsterdam Partners
New York
$4.48M +$3.99M +263,339 New
Renaissance Technologies
15
Renaissance Technologies
New York
$4.16M +$883K +58,200 +31%
Bank of America
16
Bank of America
North Carolina
$3.97M +$3.47M +228,676 +4,622%
TCGI
17
Three Corner Global Investors
New York
$3.95M
AllianceBernstein
18
AllianceBernstein
Tennessee
$3.8M -$773K -50,950 -19%
State Street
19
State Street
Massachusetts
$3.62M -$28.7K -1,893 -0.9%
Dimensional Fund Advisors
20
Dimensional Fund Advisors
Texas
$3.42M +$648K +42,706 +27%
Northern Trust
21
Northern Trust
Illinois
$2.64M +$41.7K +2,752 +2%
Morgan Stanley
22
Morgan Stanley
New York
$2.3M +$670K +44,178 +49%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$2.18M +$34.3K +2,263 +2%
D.E. Shaw & Co
24
D.E. Shaw & Co
New York
$2.15M -$78.5K -5,175 -4%
BIT
25
BlackRock Institutional Trust
California
$1.92M

PFSI Hedge Fund Activity: Q3 2016 in Review

85 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2016, worth a combined $343M — up 34% from $256M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PFSI positions and 12 closed out — a net gain of 5 holders — while 22 added to existing stakes and 28 trimmed.

The largest buyer was New Amsterdam Partners, opening a new position worth an estimated $3.99M. The largest seller was Long Pond Capital, exiting entirely with an estimated $7.53M sold.

  • 85 institutional investors held PennyMac Financial (PFSI) as of Q3 2016, up from 81 in Q2 2016.
  • Funds reported $343M of PennyMac Financial stock for Q3 2016, up 34% quarter-over-quarter.
  • 17 funds opened new PennyMac Financial positions in Q3 2016 and 12 closed out, a net change of +5 holders.
  • The largest PennyMac Financial buyer in Q3 2016 was New Amsterdam Partners, an estimated $3.99M added.
  • The largest PennyMac Financial seller in Q3 2016 was Long Pond Capital, an estimated $7.53M sold.

Based on aggregated 13F filings for Q3 2016.