Seven Locks Capital Management’s PennyMac Financial PFSI Stock Holding History

Seven Locks Capital Management’s Portfolio PFSI Stock Details PFSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$8.35M	Sell	490,860 -178,945	-27%	-$2.71M	4.96%	4
2016 Q2	$8.37M	Sell	669,805 -177,400	-21%	-$2.3M	4.56%	5
2016 Q1	$9.96M	Buy	847,205 +19,408	+2%	+$234K	3.83%	9
2015 Q4	$12.7M	Sell	827,797 -185,643	-18%	-$3M	3.87%	11
2015 Q3	$16.2M	Buy	1,013,440 +6,283	+0.6%	+$109K	5.25%	7
2015 Q2	$18.3M	Sell	1,007,157 -555,386	-36%	-$10.1M	4.51%	5
2015 Q1	$26.5M	Sell	1,562,543 -7,700	-0.5%	-$137K	4.43%	6
2014 Q4	$27.2M	Buy	1,570,243 +92,698	+6%	+$1.48M	4.06%	5
2014 Q3	$21.6M	Buy	1,477,545 +446,533	+43%	+$6.81M	3.06%	7
2014 Q2	$15.7M	Hold	1,031,012	–	–	1.96%	14
2014 Q1	$17.2M	Buy	1,031,012 +616,312	+149%	+$10.7M	2.49%	10
2013 Q4	$7.28M	Buy	+414,700	New	+$7.17M	2.07%	11

Other funds holding PFSI

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Omega Advisors New York $1.02B AUM 7% 1-Year Est. Return

Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

MVP

Miller Value Partners Sarasota, Florida $383M AUM 38.57% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PFMOSF

Philadelphia Financial Management of San Francisco San Francisco, California $346M AUM 30.02% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

BCM

Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return

PCM

PAR Capital Management Boston, Massachusetts $3.45B AUM 28.5% 1-Year Est. Return

Seven Locks Capital Management's PFSI Position: Q3 2016 in Review

Seven Locks Capital Management reduced its PennyMac Financial (PFSI) stake by 27% in Q3 2016, selling an estimated $2.71M and leaving 490,860 shares worth $8.35M. The position accounts for 4.96% of the portfolio, ranked #4.

Seven Locks Capital Management first reported a position in PFSI in Q4 2013 and has held it in 12 quarters since. The position peaked at $27.2M in Q4 2014. 85 funds tracked by Wall St. Rank hold PFSI as of Q3 2016.

Seven Locks Capital Management held 490,860 shares of PennyMac Financial worth $8.35M as of Q3 2016.
Seven Locks Capital Management sold 178,945 PennyMac Financial shares in Q3 2016, an estimated $2.71M.
PennyMac Financial made up 4.96% of Seven Locks Capital Management's portfolio in Q3 2016, its #4 holding.
Seven Locks Capital Management first reported a position in PennyMac Financial in Q4 2013 and has held it in 12 quarters since.
Seven Locks Capital Management's PennyMac Financial position peaked at $27.2M in Q4 2014.
85 funds tracked by Wall St. Rank held PennyMac Financial as of Q3 2016.

Based on Seven Locks Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.