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PennyMac Financial

242 hedge funds and large institutions have $2.41B invested in PennyMac Financial in 2020 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 81 increasing their positions, 82 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more call options, than puts

Call options by funds: $160M | Put options by funds: $67M

54% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 39

10% more capital invested

Capital invested by funds: $2.2B → $2.41B (+$217M)

9% more funds holding

Funds holding: 223242 (+19)

1% less repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 82

1.64% less ownership

Funds ownership: 52.45%50.81% (-1.6%)

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
242
Holders Change
+19
Holders Change %
+8.52%
% of All Funds
4.28%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.14%
New
60
Increased
81
Reduced
82
Closed
39
Calls
$160M
Puts
$67M
Net Calls
+$93.5M
Net Calls Change
-$30.5M
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$358M -$68.1M -1,145,325 -17%
Vanguard Group
2
Vanguard Group
Pennsylvania
$267M +$7.29M +122,562 +3%
BlackRock
3
BlackRock
New York
$245M +$48.9M +822,242 +28%
State Street
4
State Street
Massachusetts
$112M +$24.7M +414,829 +32%
BCM
5
Basswood Capital Management
New York
$101M +$15M +252,417 +20%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$101M -$3.61M -60,732 -4%
SM
7
Senvest Management
New York
$88M +$45.2M +759,697 +131%
CCP
8
Clough Capital Partners
Massachusetts
$77.3M -$6.95M -116,791 -9%
Northern Trust
9
Northern Trust
Illinois
$52.1M -$1.36M -22,820 -3%
Arrowstreet Capital
10
Arrowstreet Capital
Massachusetts
$49M +$26.1M +439,410 +143%
KPF
11
K2 Principal Fund
Ontario, Canada
$48M +$12.6M +211,202 +41%
PCM
12
PAR Capital Management
Massachusetts
$45.4M -$4.16M -70,000 -9%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$41.6M +$423K +7,117 +1%
Morgan Stanley
14
Morgan Stanley
New York
$36.2M +$11.4M +192,089 +53%
JP Morgan Chase
15
JP Morgan Chase
New York
$29.4M +$8.61M +144,712 +48%
Norges Bank
16
Norges Bank
Norway
$29.2M
SFM
17
Soros Fund Management
New York
$28.4M +$1.6M +26,965 +7%
N
18
Nuveen
North Carolina
$27.2M -$2.89M -48,574 -10%
AllianceBernstein
19
AllianceBernstein
Tennessee
$26.5M +$1.97M +33,063 +9%
Fidelity Investments
20
Fidelity Investments
Massachusetts
$23.1M +$190K +3,195 +0.9%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$22.7M -$1.23M -20,629 -6%
Renaissance Technologies
22
Renaissance Technologies
New York
$22.7M -$7.04M -118,300 -26%
Invesco
23
Invesco
Georgia
$22M -$956K -16,078 -5%
Boston Partners
24
Boston Partners
Massachusetts
$21.2M -$7.52M -126,411 -28%
Allianz Asset Management
25
Allianz Asset Management
Germany
$19.5M +$3.72M +62,591 +27%

PFSI Hedge Fund Activity: Q4 2020 in Review

242 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2020, worth a combined $2.41B — up 9.9% from $2.2B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFSI positions and 39 closed out — a net gain of 21 holders — while 81 added to existing stakes and 82 trimmed.

The largest buyer was BlackRock, adding an estimated $48.9M. The largest seller was T. Rowe Price Associates, cutting an estimated $68.1M.

  • 242 institutional investors held PennyMac Financial (PFSI) as of Q4 2020, up from 223 in Q3 2020.
  • Funds reported $2.41B of PennyMac Financial stock for Q4 2020, up 9.9% quarter-over-quarter.
  • 60 funds opened new PennyMac Financial positions in Q4 2020 and 39 closed out, a net change of +21 holders.
  • The largest PennyMac Financial buyer in Q4 2020 was BlackRock, an estimated $48.9M added.
  • The largest PennyMac Financial seller in Q4 2020 was T. Rowe Price Associates, an estimated $68.1M sold.

Based on aggregated 13F filings for Q4 2020.