BlackRock Investment Management’s PennyMac Financial PFSI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$606K	Hold	36,380	–	–	﹤0.01%	2972
2016 Q3	$619K	Hold	36,380	–	–	﹤0.01%	2932
2016 Q2	$454K	Hold	36,380	–	–	﹤0.01%	3114
2016 Q1	$428K	Hold	36,380	–	–	﹤0.01%	2953
2015 Q4	$559K	Hold	36,380	–	–	﹤0.01%	2959
2015 Q3	$582K	Hold	36,380	–	–	﹤0.01%	2962
2015 Q2	$659K	Hold	36,380	–	–	﹤0.01%	3025
2015 Q1	$617K	Hold	36,380	–	–	﹤0.01%	2842
2014 Q4	$629K	Hold	36,380	–	–	﹤0.01%	2868
2014 Q3	$533K	Hold	36,380	–	–	﹤0.01%	2933
2014 Q2	$553K	Sell	36,380 -7,781	-18%	-$124K	﹤0.01%	2991
2014 Q1	$735K	Hold	44,161	–	–	﹤0.01%	2734
2013 Q4	$775K	Sell	44,161 -416	-0.9%	-$7.2K	﹤0.01%	2692
2013 Q3	$838K	Buy	44,577 +2,165	+5%	+$40.7K	﹤0.01%	2573
2013 Q2	$902K	Buy	+42,412	New	+$890K	﹤0.01%	2442