Omega Advisors’s PennyMac Financial PFSI Stock Holding History

Omega Advisors’s Portfolio PFSI Stock Details PFSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$22.8M	Sell	1,074,039 -61,229	-5%	-$1.25M	2.23%	20
2018 Q3	$23.7M	Sell	1,135,268 -275,452	-20%	-$5.71M	1.03%	32
2018 Q2	$27.7M	Sell	1,410,720 -20,383	-1%	-$425K	0.96%	39
2018 Q1	$32.4M	Sell	1,431,103 -50,872	-3%	-$1.18M	1.21%	37
2017 Q4	$33.1M	Sell	1,481,975 -137,941	-9%	-$2.72M	1.24%	34
2017 Q3	$28.8M	Hold	1,619,916	–	–	1.12%	34
2017 Q2	$27.1M	Hold	1,619,916	–	–	1.13%	32
2017 Q1	$27.6M	Hold	1,619,916	–	–	1.11%	35
2016 Q4	$27M	Sell	1,619,916 -692,584	-30%	-$11.8M	1.19%	34
2016 Q3	$39.3M	Sell	2,312,500 -160,197	-6%	-$2.43M	1.21%	33
2016 Q2	$30.9M	Sell	2,472,697 -22,000	-0.9%	-$286K	0.87%	42
2016 Q1	$29.3M	Sell	2,494,697 -651,503	-21%	-$7.84M	0.78%	38
2015 Q4	$48.3M	Sell	3,146,200 -87,300	-3%	-$1.41M	1.06%	30
2015 Q3	$51.7M	Hold	3,233,500	–	–	1.05%	34
2015 Q2	$58.6M	Sell	3,233,500 -58,100	-2%	-$1.06M	0.93%	41
2015 Q1	$55.9M	Hold	3,291,600	–	–	0.89%	43
2014 Q4	$56.9M	Hold	3,291,600	–	–	0.95%	46
2014 Q3	$48.2M	Buy	+3,291,600	New	+$50.2M	0.71%	53

Other funds holding PFSI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return

Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bayview Asset Management Coral Gables, Florida $260M AUM 15.56% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

PAR Capital Management Boston, Massachusetts $3.45B AUM 28.5% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return