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PennyMac Financial
PFSI

75 hedge funds and large institutions have $302M invested in PennyMac Financial in 2014 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 25 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.59% more ownership

Funds ownership: 91.47% → 93.06% (+1.6%)

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

1% more capital invested

Capital invested by funds: $300M → $302M (+$1.53M)

0% more funds holding

Funds holding: 75 → 75 (0)

14% less call options, than puts

Call options by funds: $25K | Put options by funds: $29K

32% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 25

Holders
75
Holders Change
–
Holders Change %
0%
% of All Funds
2.18%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
17
Reduced
25
Closed
12
Calls
$25K
Puts
$29K
Net Calls
-$4K
Net Calls Change
-$1.86M

Top Buyers

Rank Fund Capital Flow
1
LPC
Long Pond Capital
New York
+$7.17M
2
SLCM
Seven Locks Capital Management
New York
+$6.81M
3
PFMOSF
Philadelphia Financial Management of San Francisco
California
+$5.61M
4
WA
Wasatch Advisors
Utah
+$3.22M
5
JP Morgan Chase
JP Morgan Chase
New York
+$1.86M

Top Sellers

Rank Fund Capital Flow
1
CCA
Canyon Capital Advisors
Texas
-$9.14M
2
FCG
FrontFour Capital Group
Connecticut
-$2.68M
3
WSA
Wall Street Associates
California
-$1.81M
4
FCH
Freestone Capital Holdings
Washington
-$1.45M
5
AWCI
Alpine Woods Capital Investors
New York
-$610K
Name Holding Trade Value Shares
Change 		Change in
Stake
Geode Capital Management
26
Geode Capital Management
Massachusetts
$1.45M – – –
AWCI
27
Alpine Woods Capital Investors
New York
$1.25M -$610K -40,000 -32%
Morgan Stanley
28
Morgan Stanley
New York
$1.22M -$316K -20,718 -20%
Bank of New York Mellon
29
Bank of New York Mellon
New York
$1.21M +$56.1K +3,683 +5%
AI
30
Analytic Investors
California
$963K -$28.4K -1,864 -3%
TCIM
31
TIAA CREF Investment Management
New York
$782K -$25.2K -1,651 -3%
RA
32
Royce & Associates
New York
$733K – – –
RFC
33
Russell Frank Company
Washington
$715K – – –
MC
34
Menta Capital
California
$577K +$245K +16,054 +69%
BIM
35
BlackRock Investment Management
Delaware
$533K – – –
NFA
36
Nationwide Fund Advisors
Ohio
$524K +$393K +25,800 +258%
LCM
37
Laurion Capital Management
New York
$501K -$212K -13,920 -29%
Renaissance Technologies
38
Renaissance Technologies
New York
$453K -$392K -25,700 -45%
DekaBank Deutsche Girozentrale
39
DekaBank Deutsche Girozentrale
Germany
$407K – – –
Citadel Advisors
40
Citadel Advisors
Florida
$396K +$412K +27,020 New
California State Teachers Retirement System (CalSTRS)
41
California State Teachers Retirement System (CalSTRS)
California
$360K +$2.13K +140 +0.6%
PPA
42
Parametric Portfolio Associates
Washington
$359K -$11K -723 -3%
Deutsche Bank
43
Deutsche Bank
Germany
$294K +$284K +18,626 +1,242%
EVC
44
Eidelman Virant Capital
Missouri
$293K -$152K -10,000 -33%
Charles Schwab
45
Charles Schwab
California
$267K – – –
D.E. Shaw & Co
46
D.E. Shaw & Co
New York
$255K +$265K +17,381 New
SCA
47
Secor Capital Advisors
New York
$250K +$260K +17,057 New
TA
48
Teachers Advisors
New York
$247K -$25.8K -1,690 -9%
Credit Agricole
49
Credit Agricole
France
$239K +$9.15K +600 +4%
GMIM
50
General Motors Investment Management
New York
$222K – – –
1
2
3 4

PFSI Hedge Fund Activity: Q3 2014 in Review

75 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2014, worth a combined $302M — up 0.51% from $300M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new PFSI positions and 12 closed out — a net gain of 1 holder — while 17 added to existing stakes and 25 trimmed.

The largest buyer was Long Pond Capital, opening a new position worth an estimated $7.17M. The largest seller was Canyon Capital Advisors, cutting an estimated $9.14M.

  • 75 institutional investors held PennyMac Financial (PFSI) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $302M of PennyMac Financial stock for Q3 2014, up 0.51% quarter-over-quarter.
  • 13 funds opened new PennyMac Financial positions in Q3 2014 and 12 closed out, a net change of +1 holder.
  • The largest PennyMac Financial buyer in Q3 2014 was Long Pond Capital, an estimated $7.17M added.
  • The largest PennyMac Financial seller in Q3 2014 was Canyon Capital Advisors, an estimated $9.14M sold.

Based on aggregated 13F filings for Q3 2014.