Pfenex Inc.
PFNX
PFNX was delisted on the 30th of September, 2020.
70 hedge funds and large institutions have $160M invested in Pfenex Inc. in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 9 closing their positions.
42% more repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 19
11% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 9
7% more capital invested
Capital invested by funds: $150M → $160M (+$9.99M)
1% more funds holding
Funds holding: 69 → 70 (+1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
IGIM
I.G. Investment Management
Winnipeg,
Manitoba, Canada
|
+$1.49M |
| 2 |
UBS AM
Chicago,
Illinois
|
+$1.36M |
| 3 |
BCM
Bridgeway Capital Management
Houston,
Texas
|
+$939K |
| 4 |
PAM
Panagora Asset Management
Boston,
Massachusetts
|
+$570K |
| 5 |
Renaissance Technologies
New York
|
+$514K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NI
Numeric Investors
Boston,
Massachusetts
|
-$2.53M |
| 2 |
TC
TFS Capital
West Chester,
Pennsylvania
|
-$1.35M |
| 3 |
Invesco
Atlanta,
Georgia
|
-$766K |
| 4 |
Wellington Management Group
Boston,
Massachusetts
|
-$440K |
| 5 |
OAM
Oxford Asset Management
Oxford,
United Kingdom
|
-$373K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CCMH
76
Cornerstone Capital Management Holdings
New York
| – | -$89K | -10,600 | Closed |
|
77
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$5K | -600 | Closed |
|
|
TRCT
78
Tower Research Capital (TRC)
New York
| – | -$2K | -202 | Closed |
|
79
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$1K | -126 | Closed |
|
PFNX Hedge Fund Activity: Q3 2016 in Review
70 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q3 2016, worth a combined $160M — up 6.7% from $150M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new PFNX positions and 9 closed out — a net gain of 1 holder — while 27 added to existing stakes and 19 trimmed.
The largest buyer was I.G. Investment Management, opening a new position worth an estimated $1.49M. The largest seller was Numeric Investors, exiting entirely with an estimated $2.53M sold.
- 70 institutional investors held Pfenex Inc. (PFNX) as of Q3 2016, up from 69 in Q2 2016.
- Funds reported $160M of Pfenex Inc. stock for Q3 2016, up 6.7% quarter-over-quarter.
- 10 funds opened new Pfenex Inc. positions in Q3 2016 and 9 closed out, a net change of +1 holder.
- The largest Pfenex Inc. buyer in Q3 2016 was I.G. Investment Management, an estimated $1.49M added.
- The largest Pfenex Inc. seller in Q3 2016 was Numeric Investors, an estimated $2.53M sold.
Based on aggregated 13F filings for Q3 2016.