Pfenex Inc.
PFNX
PFNX was delisted on the 30th of September, 2020.
78 hedge funds and large institutions have $282M invested in Pfenex Inc. in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 28 increasing their positions, 19 reducing their positions, and 4 closing their positions.
400% more first-time investments, than exits
New positions opened: 20 | Existing positions closed: 4
47% more repeat investments, than reductions
Existing positions increased: 28 | Existing positions reduced: 19
24% more funds holding
Funds holding: 63 → 78 (+15)
21% less capital invested
Capital invested by funds: $355M → $282M (-$73M)
25% less funds holding in top 10
Funds holding in top 10: 4 → 3 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HCMT
Highland Capital Management (Texas)
Dallas,
Texas
|
+$5.98M |
| 2 |
Northern Trust
Chicago,
Illinois
|
+$2.76M |
| 3 |
BA
BlackRock Advisors
Wilmington,
Delaware
|
+$2.15M |
| 4 |
Vanguard Group
Malvern,
Pennsylvania
|
+$1.41M |
| 5 |
State Street
Boston,
Massachusetts
|
+$1.4M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Franklin Resources
San Mateo,
California
|
-$5.97M |
| 2 |
TC
TFS Capital
West Chester,
Pennsylvania
|
-$3.2M |
| 3 |
SCM
Sio Capital Management
New York
|
-$1.85M |
| 4 |
NI
Numeric Investors
Boston,
Massachusetts
|
-$1.17M |
| 5 |
EI
EAM Investors
Solana Beach,
California
|
-$1.15M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
Barclays
London,
United Kingdom
| $1K | -$4.61K | -227 | -73% |
|
77
Creative Planning
Overland Park,
Kansas
| $1K | +$1.02K | +50 | New |
|
78
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $168 | – | – | – |
|
|
TC
79
TFS Capital
West Chester,
Pennsylvania
| – | -$3.2M | -165,029 | Closed |
|
|
RJA
80
Raymond James & Associates
St Petersburg,
Florida
| – | -$415K | -21,373 | Closed |
|
|
PAM
81
Panagora Asset Management
Boston,
Massachusetts
| – | -$348K | -17,920 | Closed |
|
|
FANJ
82
Financial Architects (New Jersey)
Marlton,
New Jersey
| – | -$64K | -3,300 | Closed |
|
PFNX Hedge Fund Activity: Q3 2015 in Review
78 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q3 2015, worth a combined $282M — down 21% from $355M a quarter earlier.
Buyers outnumbered sellers: 20 funds opened new PFNX positions and 4 closed out — a net gain of 16 holders — while 28 added to existing stakes and 19 trimmed.
The largest buyer was Highland Capital Management (Texas), opening a new position worth an estimated $5.98M. The largest seller was Franklin Resources, cutting an estimated $5.97M.
- 78 institutional investors held Pfenex Inc. (PFNX) as of Q3 2015, up from 63 in Q2 2015.
- Funds reported $282M of Pfenex Inc. stock for Q3 2015, down 21% quarter-over-quarter.
- 20 funds opened new Pfenex Inc. positions in Q3 2015 and 4 closed out, a net change of +16 holders.
- The largest Pfenex Inc. buyer in Q3 2015 was Highland Capital Management (Texas), an estimated $5.98M added.
- The largest Pfenex Inc. seller in Q3 2015 was Franklin Resources, an estimated $5.97M sold.
Based on aggregated 13F filings for Q3 2015.