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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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76 hedge funds and large institutions have $104M invested in Pfenex Inc. in 2017 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 23

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

4% less funds holding

Funds holding: 79 → 76 (-3)

37% less capital invested

Capital invested by funds: $164M → $104M (-$60M)

Holders
76
Holders Change
-3
Holders Change %
-3.8%
% of All Funds
1.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
31
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$17.2M
2
NI
Numeric Investors
Massachusetts
+$2.12M
3
Renaissance Technologies
Renaissance Technologies
New York
+$1.46M
4
BCM
Bridgeway Capital Management
Texas
+$1.14M
5
OAM
Oxford Asset Management
United Kingdom
+$767K

Top Sellers

Rank Fund Capital Flow
1
Franklin Resources
Franklin Resources
California
-$7.92M
2
DA
DSC Advisors
Illinois
-$4.63M
3
Marshall Wace
Marshall Wace
United Kingdom
-$2.66M
4
IGIM
I.G. Investment Management
Manitoba, Canada
-$862K
5
GC
Globeflex Capital
California
-$662K
Name Holding Trade Value Shares
Change 		Change in
Stake
TC
26
TFS Capital
Pennsylvania
$564K +$367K +48,805 +101%
Dimensional Fund Advisors
27
Dimensional Fund Advisors
Texas
$551K +$509K +67,640 +249%
JP Morgan Chase
28
JP Morgan Chase
New York
$521K -$168K -22,292 -20%
SCM
29
Sio Capital Management
New York
$499K +$646K +85,867 New
Fisher Asset Management
30
Fisher Asset Management
Washington
$498K +$342K +45,448 +113%
Bank of America
31
Bank of America
North Carolina
$467K +$583K +77,458 +2,736%
Bank of New York Mellon
32
Bank of New York Mellon
New York
$455K -$1.74K -231 -0.3%
SIM
33
Spark Investment Management
New York
$439K +$569K +75,700 New
Millennium Management
34
Millennium Management
New York
$416K -$9.58K -1,274 -2%
D.E. Shaw & Co
35
D.E. Shaw & Co
New York
$401K +$278K +36,958 +115%
California Public Employees Retirement System
36
California Public Employees Retirement System
California
$378K – – –
Deutsche Bank
37
Deutsche Bank
Germany
$372K +$345K +45,933 +252%
GIP
38
Granite Investment Partners
California
$345K -$418K -55,584 -48%
Goldman Sachs
39
Goldman Sachs
New York
$325K +$235K +31,308 +127%
Morgan Stanley
40
Morgan Stanley
New York
$275K -$254K -33,743 -42%
NCCM
41
Nine Chapters Capital Management
New Jersey
$265K +$343K +45,600 New
Jacobs Levy Equity Management
42
Jacobs Levy Equity Management
New Jersey
$235K +$147K +19,500 +93%
California State Teachers Retirement System (CalSTRS)
43
California State Teachers Retirement System (CalSTRS)
California
$213K -$6.77K -900 -2%
TA
44
Teachers Advisors
New York
$204K +$48.3K +6,427 +22%
AG
45
Algert Global
California
$201K +$176K +23,344 +207%
Russell Investments Group
46
Russell Investments Group
United Kingdom
$187K +$167K +22,160 +221%
DCM
47
Dupont Capital Management
Delaware
$186K -$20.8K -2,763 -8%
Two Sigma Investments
48
Two Sigma Investments
New York
$170K +$219K +29,177 New
Connor, Clark & Lunn Investment Management (CC&L)
49
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$152K +$197K +26,165 New
NFA
50
Nationwide Fund Advisors
Ohio
$148K -$32.2K -4,276 -14%
1
2
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PFNX Hedge Fund Activity: Q1 2017 in Review

76 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q1 2017, worth a combined $104M — down 37% from $164M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFNX positions and 9 closed out — a net gain of 3 holders — while 31 added to existing stakes and 23 trimmed.

The largest buyer was BlackRock, adding an estimated $17.2M. The largest seller was Franklin Resources, cutting an estimated $7.92M.

  • 76 institutional investors held Pfenex Inc. (PFNX) as of Q1 2017, down from 79 in Q4 2016.
  • Funds reported $104M of Pfenex Inc. stock for Q1 2017, down 37% quarter-over-quarter.
  • 12 funds opened new Pfenex Inc. positions in Q1 2017 and 9 closed out, a net change of +3 holders.
  • The largest Pfenex Inc. buyer in Q1 2017 was BlackRock, an estimated $17.2M added.
  • The largest Pfenex Inc. seller in Q1 2017 was Franklin Resources, an estimated $7.92M sold.

Based on aggregated 13F filings for Q1 2017.