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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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78 hedge funds and large institutions have $282M invested in Pfenex Inc. in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 28 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 4

47% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 19

24% more funds holding

Funds holding: 63 → 78 (+15)

21% less capital invested

Capital invested by funds: $355M → $282M (-$73M)

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
78
Holders Change
+15
Holders Change %
+23.81%
% of All Funds
2.18%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
20
Increased
28
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HCMT
Highland Capital Management (Texas)
Texas
+$5.98M
2
Northern Trust
Northern Trust
Illinois
+$2.76M
3
BA
BlackRock Advisors
Delaware
+$2.15M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$1.41M
5
State Street
State Street
Massachusetts
+$1.4M

Top Sellers

Rank Fund Capital Flow
1
Franklin Resources
Franklin Resources
California
-$5.97M
2
TC
TFS Capital
Pennsylvania
-$3.2M
3
SCM
Sio Capital Management
New York
-$1.85M
4
NI
Numeric Investors
Massachusetts
-$1.17M
5
EI
EAM Investors
California
-$1.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
BlackRock
26
BlackRock
New York
$2.07M +$386K +18,990 +16%
Morgan Stanley
27
Morgan Stanley
New York
$2.03M +$1.01M +49,754 +58%
Geode Capital Management
28
Geode Capital Management
Massachusetts
$1.86M +$540K +26,558 +27%
Renaissance Technologies
29
Renaissance Technologies
New York
$1.86M +$984K +48,400 +64%
TCIM
30
TIAA CREF Investment Management
New York
$1.81M +$1.29M +63,372 +111%
GIP
31
Granite Investment Partners
California
$1.52M +$598K +29,444 +41%
BIM
32
Bogle Investment Management
Massachusetts
$1.36M -$832K -40,923 -31%
NIP
33
Nicholas Investment Partners
California
$1.17M +$134K +6,593 +9%
SIM
34
Spark Investment Management
New York
$1M -$167K -8,200 -11%
ICAP
35
Independence Capital Asset Partners
Colorado
$983K +$247K +12,133 +23%
Wellington Management Group
36
Wellington Management Group
Massachusetts
$820K +$1.11M +54,659 New
RFC
37
Russell Frank Company
Washington
$780K -$175K -8,614 -14%
Invesco
38
Invesco
Georgia
$559K +$749K +36,875 +12,458%
CIP
39
Convergence Investment Partners
Florida
$524K +$710K +34,922 New
Fisher Asset Management
40
Fisher Asset Management
Washington
$491K +$665K +32,700 New
SAMC
41
Shinko Asset Management Company
Japan
$491K +$665K +32,700 New
SGAM
42
Smith Group Asset Management
Texas
$479K +$648K +31,910 New
Prudential Financial
43
Prudential Financial
New Jersey
$465K +$629K +30,960 New
Norges Bank
44
Norges Bank
Norway
$464K +$628K +30,910 New
California State Teachers Retirement System (CalSTRS)
45
California State Teachers Retirement System (CalSTRS)
California
$446K -$2.03K -100 -0.3%
TA
46
Teachers Advisors
New York
$357K – – –
Charles Schwab
47
Charles Schwab
California
$352K – – –
New York State Common Retirement Fund
48
New York State Common Retirement Fund
New York
$325K +$121K +5,944 +38%
California Public Employees Retirement System
49
California Public Employees Retirement System
California
$273K +$370K +18,200 New
PSI
50
Pinnacle Summer Investments
Virginia
$255K +$356K +17,500 New
1
2
3 4

PFNX Hedge Fund Activity: Q3 2015 in Review

78 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q3 2015, worth a combined $282M — down 21% from $355M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PFNX positions and 4 closed out — a net gain of 16 holders — while 28 added to existing stakes and 19 trimmed.

The largest buyer was Highland Capital Management (Texas), opening a new position worth an estimated $5.98M. The largest seller was Franklin Resources, cutting an estimated $5.97M.

  • 78 institutional investors held Pfenex Inc. (PFNX) as of Q3 2015, up from 63 in Q2 2015.
  • Funds reported $282M of Pfenex Inc. stock for Q3 2015, down 21% quarter-over-quarter.
  • 20 funds opened new Pfenex Inc. positions in Q3 2015 and 4 closed out, a net change of +16 holders.
  • The largest Pfenex Inc. buyer in Q3 2015 was Highland Capital Management (Texas), an estimated $5.98M added.
  • The largest Pfenex Inc. seller in Q3 2015 was Franklin Resources, an estimated $5.97M sold.

Based on aggregated 13F filings for Q3 2015.