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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.96M -$1.41M -101,905 -20%
NIMC
2
NWQ Investment Management Company
California
$4.64M
YMRC
3
Yorktown Management & Research Company
Virginia
$3.66M
U
4
UBS
Switzerland
$3.58M +$3.37M +243,629 +3,739%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$3.5M +$276K +19,958 +9%
CIM
6
Confluence Investment Management
Missouri
$3.28M -$249K -17,966 -7%
Manulife (Manufacturers Life Insurance)
7
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2.64M +$321K +23,157 +14%
Northern Trust
8
Northern Trust
Illinois
$1.65M -$521K -37,642 -25%
Stifel Financial
9
Stifel Financial
Missouri
$1.65M +$454K +32,780 +40%
UBS AM
10
UBS AM
Illinois
$1.48M -$5.26K -380 -0.4%
Deutsche Bank
11
Deutsche Bank
Germany
$1.41M +$1.26M +90,684 +1,116%
AIM
12
Allen Investment Management
New York
$1.35M +$592K +42,731 +83%
WFI
13
West Family Investments
California
$1.34M
AW
14
ACG Wealth
Georgia
$1.32M -$91.2K -6,586 -7%
BG
15
BlackRock Group
United Kingdom
$1.23M -$69.7K -5,033 -6%
HighTower Advisors
16
HighTower Advisors
Illinois
$1.11M +$20K +1,446 +2%
Two Sigma Investments
17
Two Sigma Investments
New York
$940K +$911K +65,757 New
PP
18
Paloma Partners
Connecticut
$905K +$877K +63,325 New
Millennium Management
19
Millennium Management
New York
$751K -$2.88M -208,269 -80%
Goldman Sachs
20
Goldman Sachs
New York
$722K +$700K +50,523 New
VFS
21
VSR Financial Services
Kansas
$712K +$27.7K +2,000 +4%
OIA
22
Optimum Investment Advisors
Illinois
$656K +$607K +43,835 +2,123%
COPPSERS
23
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$614K +$595K +42,944 New
CS
24
Credit Suisse
Switzerland
$580K +$563K +40,619 New
CA
25
Corrado Advisors
New Jersey
$550K +$38.9K +2,809 +8%