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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SIS
1
Sound Income Strategies
Florida
$39.3M +$1.29M +118,587 +4%
AS
2
Altshuler Shaham
Israel
$21.1M
VanEck Associates
3
VanEck Associates
New York
$12.4M +$1.17M +107,588 +12%
Two Sigma Investments
4
Two Sigma Investments
New York
$9.96M -$1.44M -131,438 -14%
Two Sigma Advisers
5
Two Sigma Advisers
New York
$9.03M -$238K -21,800 -3%
Legal & General Group
6
Legal & General Group
United Kingdom
$5.51M +$1.06M +96,697 +27%
Millennium Management
7
Millennium Management
New York
$3.97M +$1.22M +112,182 +52%
NW
8
NewEdge Wealth
Pennsylvania
$3.74M +$3.38M +309,203 New
AAM
9
Advisors Asset Management
Colorado
$3.28M -$587K -53,738 -17%
Morgan Stanley
10
Morgan Stanley
New York
$3.15M -$1.12M -102,976 -28%
BlackRock
11
BlackRock
New York
$2.57M +$105K +9,590 +5%
PIWA
12
Prevail Innovative Wealth Advisors
Kansas
$2.52M +$422K +38,626 +23%
Citadel Advisors
13
Citadel Advisors
Florida
$2.26M -$294K -26,894 -13%
UBS Group
14
UBS Group
Switzerland
$1.82M -$83.7K -7,668 -5%
HighTower Advisors
15
HighTower Advisors
Illinois
$1.52M -$59.4K -5,441 -4%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$1.48M
LPL Financial
17
LPL Financial
California
$1.45M -$110K -10,041 -8%
PA
18
PFG Advisors
Arizona
$1.34M -$88.1K -8,072 -7%
TI
19
Trexquant Investment
Connecticut
$1.24M -$228K -20,844 -17%
Tudor Investment Corp
20
Tudor Investment Corp
Connecticut
$1.16M -$482K -44,171 -32%
MCM
21
McKinley Capital Management
Alaska
$1M -$11.5K -1,050 -1%
TI
22
Tidal Investments
Wisconsin
$982K +$38.5K +3,525 +5%
Stifel Financial
23
Stifel Financial
Missouri
$925K -$52.9K -4,845 -6%
Osaic Holdings
24
Osaic Holdings
Arizona
$882K -$1.52M -139,127 -66%
GL
25
Graypoint LLC
New York
$774K +$13.5K +1,238 +2%