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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SIS
1
Sound Income Strategies
Florida
$31.5M +$3.14M +286,593 +11%
AS
2
Altshuler Shaham
Israel
$20.2M -$570K -52,000 -3%
VanEck Associates
3
VanEck Associates
New York
$6.43M +$243K +22,166 +4%
BlackRock
4
BlackRock
New York
$4.06M +$108K +9,890 +3%
JMPWA
5
JP Morgan Private Wealth Advisors
California
$3.99M +$861K +78,546 +28%
AAM
6
Advisors Asset Management
Colorado
$3.39M +$485K +44,239 +17%
Legal & General Group
7
Legal & General Group
United Kingdom
$3.28M +$336K +30,632 +11%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$3.02M -$1M -91,600 -25%
Morgan Stanley
9
Morgan Stanley
New York
$2.97M -$144K -13,165 -5%
Osaic Holdings
10
Osaic Holdings
Arizona
$2.34M +$14.1K +1,282 +0.6%
HWAM
11
Hennion & Walsh Asset Management
New Jersey
$2.31M -$73.6K -6,713 -3%
UBS Group
12
UBS Group
Switzerland
$1.72M +$214K +19,515 +14%
PA
13
PFG Advisors
Arizona
$1.5M -$41.7K -3,800 -3%
HighTower Advisors
14
HighTower Advisors
Illinois
$1.37M +$10.8K +984 +0.8%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$1.34M
MC
16
Muzinich & Co
New York
$1.26M
Sumitomo Mitsui Trust Group
17
Sumitomo Mitsui Trust Group
Japan
$1.26M
MCM
18
McKinley Capital Management
Alaska
$986K -$57K -5,200 -5%
Stifel Financial
19
Stifel Financial
Missouri
$856K +$4.28K +390 +0.5%
TI
20
Tidal Investments
Wisconsin
$709K +$39.3K +3,585 +6%
CL
21
CSS LLC
Illinois
$654K
Canada Life
22
Canada Life
Manitoba, Canada
$651K +$17.3K +1,582 +3%
WS
23
Wedbush Securities
California
$614K
LPL Financial
24
LPL Financial
California
$560K +$61.6K +5,623 +12%
WSTAM
25
Wilbanks Smith & Thomas Asset Management
Virginia
$549K +$548K +50,000 New