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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SIS
1
Sound Income Strategies
Florida
$36.3M +$4M +356,781 +12%
VanEck Associates
2
VanEck Associates
New York
$21.7M +$2.1M +187,465 +10%
AS
3
Altshuler Shaham
Israel
$17.2M
Balyasny Asset Management
4
Balyasny Asset Management
Illinois
$16.5M +$6.17M +549,905 +57%
Two Sigma Investments
5
Two Sigma Investments
New York
$12.1M -$2.78M -248,248 -18%
Invesco
6
Invesco
Georgia
$10.5M +$10.8M +963,709 New
Two Sigma Advisers
7
Two Sigma Advisers
New York
$7.83M +$177K +15,778 +2%
Millennium Management
8
Millennium Management
New York
$7.07M +$3.52M +314,064 +94%
Qube Research & Technologies (QRT)
9
Qube Research & Technologies (QRT)
United Kingdom
$5.84M +$2.1M +187,223 +54%
Legal & General Group
10
Legal & General Group
United Kingdom
$5.31M +$23.3K +2,081 +0.4%
LPL Financial
11
LPL Financial
California
$4.72M +$823K +73,365 +20%
TI
12
Trexquant Investment
Connecticut
$4.08M -$634K -56,560 -13%
Morgan Stanley
13
Morgan Stanley
New York
$4M +$1.05M +93,347 +34%
AAM
14
Advisors Asset Management
Colorado
$3.41M +$343K +30,534 +11%
BlackRock
15
BlackRock
New York
$3.3M +$717K +63,916 +27%
UBS Group
16
UBS Group
Switzerland
$3.16M +$122K +10,865 +4%
NW
17
NewEdge Wealth
Pennsylvania
$3.15M +$19.1K +1,700 +0.6%
GA
18
GraniteShares Advisors
New York
$2.46M +$2.52M +224,800 New
WS
19
Wedbush Securities
California
$1.39M +$71.6K +6,382 +5%
Marshall Wace
20
Marshall Wace
United Kingdom
$1.36M -$5.53M -493,376 -80%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.23M +$239K +21,342 +23%
PI
22
PFG Investments
New York
$1.17M +$23.8K +2,118 +2%
PA
23
PFG Advisors
Arizona
$1.14M -$5.12K -456 -0.4%
TI
24
Tidal Investments
Wisconsin
$1.13M +$26K +2,322 +2%
HighTower Advisors
25
HighTower Advisors
Illinois
$1.05M -$148K -13,185 -12%