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Oxford Square Capital

95 hedge funds and large institutions have $113M invested in Oxford Square Capital in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 33 increasing their positions, 35 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

598% more call options, than puts

Call options by funds: $1.24M | Put options by funds: $177K

6% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 35

19% less funds holding

Funds holding: 11795 (-22)

25% less capital invested

Capital invested by funds: $151M → $113M (-$38M)

76% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 29

Holders
95
Holders Change
-22
Holders Change %
-18.8%
% of All Funds
2.76%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
33
Reduced
35
Closed
29
Calls
$1.24M
Puts
$177K
Net Calls
+$1.06M
Net Calls Change
+$65K
Name Holding Trade Value Shares
Change
Change in
Stake
SIC
101
Salem Investment Counselors
North Carolina
-$1.13M -114,450 Closed
BCMU
102
BlueCrest Capital Management (UK)
Guernsey
-$762K -76,923 Closed
SFM
103
Soros Fund Management
New York
-$511K -51,600 Closed
Prudential Financial
104
Prudential Financial
New Jersey
-$340K -34,300 Closed
Marshall Wace
105
Marshall Wace
United Kingdom
-$313K -31,600 Closed
AGM
106
Alpine Global Management
New York
-$306K -30,873 Closed
AL
107
Airain Ltd
Guernsey
-$293K -29,562 Closed
GCM
108
Glaxis Capital Management
Florida
-$248K -25,000 Closed
Nomura Holdings
109
Nomura Holdings
Japan
-$233K -23,650 Closed
JG
110
Jefferies Group
New York
-$228K -23,015 Closed
D.E. Shaw & Co
111
D.E. Shaw & Co
New York
-$202K -20,382 Closed
PCM
112
Prelude Capital Management
New York
-$162K -16,370 Closed
CAS
113
CTC Alternative Strategies
Illinois
-$122K -12,300 Closed
PL
114
Parkwood LLC
Ohio
-$119K -11,979 Closed
BRWA
115
B. Riley Wealth Advisors
Florida
-$28.4K -2,865 Closed
BRWM
116
B. Riley Wealth Management
Tennessee
-$26.8K -2,784 -99%
Bank of Montreal
117
Bank of Montreal
Ontario, Canada
-$13K -1,310 Closed
Dimensional Fund Advisors
118
Dimensional Fund Advisors
Texas
-$11K -1,131 Closed
Manulife (Manufacturers Life Insurance)
119
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$5K -492 Closed
BNP Paribas Financial Markets
120
BNP Paribas Financial Markets
France
-$2.96K -299 Closed
PAS
121
Partnervest Advisory Services
California
-$2K -204 Closed
Barclays
122
Barclays
United Kingdom
-$1K -101 Closed
PSI
123
Pinnacle Summer Investments
Virginia
+$19 +2 +5%

OXSQ Hedge Fund Activity: Q3 2014 in Review

95 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q3 2014, worth a combined $113M — down 25% from $151M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of OXSQ and 7 opened new positions — a net loss of 22 holders — while 35 trimmed existing stakes and 33 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.96M. The largest seller was THB Asset Management, exiting entirely with an estimated $11.2M sold.

  • 95 institutional investors held Oxford Square Capital (OXSQ) as of Q3 2014, down from 117 in Q2 2014.
  • Funds reported $113M of Oxford Square Capital stock for Q3 2014, down 25% quarter-over-quarter.
  • 7 funds opened new Oxford Square Capital positions in Q3 2014 and 29 closed out, a net change of -22 holders.
  • The largest Oxford Square Capital buyer in Q3 2014 was Advisors Asset Management, an estimated $2.96M added.
  • The largest Oxford Square Capital seller in Q3 2014 was THB Asset Management, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2014.