Prelude Capital Management’s Oxford Square Capital OXSQ Stock Holding History

Prelude Capital Management’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-1,209	Closed	-$8K	–	2061
2018 Q4	$8K	Hold	1,209	–	–	﹤0.01%	1423
2018 Q3	$9K	Buy	+1,209	New	+$8.71K	﹤0.01%	1484
2017 Q4	–	Sell	-9,000	Closed	-$62K	–	1612
2017 Q3	$62K	Buy	9,000 +5,300	+143%	+$35.6K	0.01%	1036
2017 Q2	$23K	Sell	3,700 -20,900	-85%	-$150K	﹤0.01%	1225
2017 Q1	$182K	Buy	24,600 +13,200	+116%	+$95.4K	0.02%	594
2016 Q4	$75K	Buy	11,400 +1,500	+15%	+$9.28K	0.01%	924
2016 Q3	$58K	Buy	9,900 +9,000	+1,000%	+$52.8K	0.01%	999
2016 Q2	$5K	Buy	+900	New	+$4.72K	﹤0.01%	1461
2015 Q4	–	Sell	-27,011	Closed	-$181K	–	1626
2015 Q3	$181K	Buy	+27,011	New	+$179K	0.03%	634
2015 Q1	–	Sell	-19,200	Closed	-$145K	–	2101
2014 Q4	$145K	Buy	+19,200	New	+$161K	0.02%	850
2014 Q3	–	Sell	-16,370	Closed	-$162K	–	2058
2014 Q2	$162K	Buy	16,370 +15,620	+2,083%	+$150K	0.02%	834
2014 Q1	$7K	Buy	+750	New	+$7.67K	﹤0.01%	1785

Other funds holding OXSQ

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

TYCC

Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Prelude Capital Management's OXSQ Position: Q1 2019 in Review

Prelude Capital Management sold out of Oxford Square Capital (OXSQ) in Q1 2019, closing a stake of 1,209 shares — an estimated $8K sold.

Prelude Capital Management first reported a position in OXSQ in Q1 2014 and held it in 12 quarters. The position peaked at $182K in Q1 2017. 63 funds tracked by Wall St. Rank hold OXSQ as of Q1 2019.

Prelude Capital Management reported no remaining Oxford Square Capital position as of Q1 2019 after selling out during the quarter.
Prelude Capital Management sold 1,209 Oxford Square Capital shares in Q1 2019, an estimated $8K.
Prelude Capital Management first reported a position in Oxford Square Capital in Q1 2014 and held it in 12 quarters.
Prelude Capital Management's Oxford Square Capital position peaked at $182K in Q1 2017.
63 funds tracked by Wall St. Rank held Oxford Square Capital as of Q1 2019.

Based on Prelude Capital Management's 13F filing for Q1 2019, filed 15 May 2019.