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Oxford Square Capital

117 hedge funds and large institutions have $151M invested in Oxford Square Capital in 2014 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 39 increasing their positions, 32 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

485% more call options, than puts

Call options by funds: $1.2M | Put options by funds: $205K

22% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 32

6% less funds holding

Funds holding: 125117 (-8)

13% less capital invested

Capital invested by funds: $174M → $151M (-$23.4M)

24% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 33

Holders
117
Holders Change
-8
Holders Change %
-6.4%
% of All Funds
3.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
25
Increased
39
Reduced
32
Closed
33
Calls
$1.2M
Puts
$205K
Net Calls
+$994K
Net Calls Change
+$974K
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
76
Creative Planning
Kansas
$167K -$45.2K -4,700 -22%
SRC
77
Shufro Rose & Co
New York
$163K
PCM
78
Prelude Capital Management
New York
$162K +$150K +15,620 +2,083%
VKH
79
Virtu KCG Holdings
New York
$160K -$104K -10,852 -40%
LTFS
80
Ladenburg Thalmann Financial Services
Florida
$158K +$19.5K +2,025 +14%
RJT
81
Raymond James Trust
Florida
$153K
MCM
82
Murphy Capital Management
New Jersey
$153K +$8.78K +914 +6%
LPL Financial
83
LPL Financial
California
$148K -$30.7K -3,199 -18%
Ameriprise
84
Ameriprise
Minnesota
$134K +$118K +12,237 +941%
TYCC
85
Texas Yale Capital Corp
Florida
$124K +$120K +12,475 New
NI
86
Numeric Investors
Massachusetts
$122K +$7.69K +800 +7%
CAS
87
CTC Alternative Strategies
Illinois
$122K
Citigroup
88
Citigroup
New York
$121K -$82K -8,536 -41%
PL
89
Parkwood LLC
Ohio
$119K +$11.8K +1,228 +11%
DTL
90
Dynamic Technology Lab
Singapore
$114K +$110K +11,477 New
JCM
91
Jag Capital Management
Missouri
$108K +$105K +10,900 New
FA
92
FCG Advisors
New Jersey
$102K +$99K +10,300 New
US Bancorp
93
US Bancorp
Minnesota
$88K
TA
94
Teachers Advisors
New York
$50K -$695K -72,303 -94%
EWM
95
Edge Wealth Management
New York
$49K
CPA
96
Cowen Prime Advisors
New York
$42K
NSIM
97
North Star Investment Management
Illinois
$40K
QT
98
Quantbot Technologies
New York
$34K +$2.54K +264 +8%
Citadel Advisors
99
Citadel Advisors
Florida
$32K -$9.92K -1,032 -24%
BRWA
100
B. Riley Wealth Advisors
Florida
$28.4K -$88K -9,158 -76%

OXSQ Hedge Fund Activity: Q2 2014 in Review

117 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q2 2014, worth a combined $151M — down 13% from $174M a quarter earlier.

Sellers outnumbered buyers: 33 funds closed out of OXSQ and 25 opened new positions — a net loss of 8 holders — while 32 trimmed existing stakes and 39 added.

The largest buyer was UBS, adding an estimated $4.12M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $14.4M sold.

  • 117 institutional investors held Oxford Square Capital (OXSQ) as of Q2 2014, down from 125 in Q1 2014.
  • Funds reported $151M of Oxford Square Capital stock for Q2 2014, down 13% quarter-over-quarter.
  • 25 funds opened new Oxford Square Capital positions in Q2 2014 and 33 closed out, a net change of -8 holders.
  • The largest Oxford Square Capital buyer in Q2 2014 was UBS, an estimated $4.12M added.
  • The largest Oxford Square Capital seller in Q2 2014 was BlackRock Fund Advisors, an estimated $14.4M sold.

Based on aggregated 13F filings for Q2 2014.