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Oxford Square Capital

109 hedge funds and large institutions have $151M invested in Oxford Square Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more call options, than puts

Call options by funds: $1.63M | Put options by funds: $882K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

4% more funds holding

Funds holding: 105109 (+4)

1% less capital invested

Capital invested by funds: $152M → $151M (-$822K)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
109
Holders Change
+4
Holders Change %
+3.81%
% of All Funds
3.53%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
17
Increased
44
Reduced
27
Closed
13
Calls
$1.63M
Puts
$882K
Net Calls
+$748K
Net Calls Change
+$1.33M
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
76
Jane Street
New York
$143K +$144K +14,664 New
Principal Financial Group
77
Principal Financial Group
Iowa
$139K -$8.98K -915 -6%
BNP Paribas Financial Markets
78
BNP Paribas Financial Markets
France
$138K -$54.8K -5,579 -28%
LPL Financial
79
LPL Financial
California
$134K +$13.8K +1,402 +11%
GC
80
Guggenheim Capital
Illinois
$118K +$118K +12,061 New
Creative Planning
81
Creative Planning
Kansas
$114K +$13K +1,320 +13%
NI
82
Numeric Investors
Massachusetts
$112K +$113K +11,500 New
MCM
83
Murphy Capital Management
New Jersey
$107K
JCM
84
Jag Capital Management
Missouri
$106K
TRCT
85
Tower Research Capital (TRC)
New York
$101K +$102K +10,354 New
FA
86
FCG Advisors
New Jersey
$100K +$101K +10,300 New
FFA
87
First Foundation Advisors
California
$99K
Bank of America
88
Bank of America
North Carolina
$84K -$38.8K -3,955 -31%
Citadel Advisors
89
Citadel Advisors
Florida
$81K +$81.1K +8,265 New
Teacher Retirement System of Texas
90
Teacher Retirement System of Texas
Texas
$65K +$30.8K +3,137 +89%
FMT
91
First Mercantile Trust
Tennessee
$60K +$2.83K +288 +5%
Ameriprise
92
Ameriprise
Minnesota
$55K -$119K -12,100 -68%
EWM
93
Edge Wealth Management
New York
$49K +$49.1K +5,000 New
CPA
94
Cowen Prime Advisors
New York
$41K
US Bancorp
95
US Bancorp
Minnesota
$37K
PNC Financial Services Group
96
PNC Financial Services Group
Pennsylvania
$29K -$13.5K -1,371 -31%
FWM
97
Focused Wealth Management
New York
$23K +$23K +2,343 New
California Public Employees Retirement System
98
California Public Employees Retirement System
California
$22K
WA
99
WFG Advisors
Texas
$19K -$1.92K -196 -9%
SAM
100
Shell Asset Management
Netherlands
$17K -$1.15M -117,570 -99%

OXSQ Hedge Fund Activity: Q3 2013 in Review

109 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q3 2013, worth a combined $151M — down 0.54% from $152M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new OXSQ positions and 13 closed out — a net gain of 4 holders — while 44 added to existing stakes and 27 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.91M. The largest seller was Blackthorn Investment Group, exiting entirely with an estimated $7.41M sold.

  • 109 institutional investors held Oxford Square Capital (OXSQ) as of Q3 2013, up from 105 in Q2 2013.
  • Funds reported $151M of Oxford Square Capital stock for Q3 2013, down 0.54% quarter-over-quarter.
  • 17 funds opened new Oxford Square Capital positions in Q3 2013 and 13 closed out, a net change of +4 holders.
  • The largest Oxford Square Capital buyer in Q3 2013 was Advisors Asset Management, an estimated $2.91M added.
  • The largest Oxford Square Capital seller in Q3 2013 was Blackthorn Investment Group, an estimated $7.41M sold.

Based on aggregated 13F filings for Q3 2013.