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Oxford Square Capital

76 hedge funds and large institutions have $54.2M invested in Oxford Square Capital in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 26 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

17% more capital invested

Capital invested by funds: $46.3M → $54.2M (+$7.92M)

15.93% more ownership

Funds ownership: 0%15.93% (+16%)

13% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 23

1% more funds holding

Funds holding: 7576 (+1)

Holders
76
Holders Change
+1
Holders Change %
+1.33%
% of All Funds
1.9%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
26
Reduced
23
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VKH
51
Virtu KCG Holdings
New York
$85K +$79.8K +12,908 New
TSS
52
Two Sigma Securities
New York
$82K -$18K -2,904 -19%
RJFSA
53
Raymond James Financial Services Advisors
Florida
$77K -$16.7K -2,705 -19%
PCM
54
Prelude Capital Management
New York
$75K +$9.28K +1,500 +15%
SPC
55
Sigma Planning Corp
Michigan
$74K
Cambridge Investment Research Advisors
56
Cambridge Investment Research Advisors
Iowa
$72K +$67.4K +10,902 New
AG
57
Aperio Group
California
$71K +$66K +10,673 New
Bank of Montreal
58
Bank of Montreal
Ontario, Canada
$60K -$1.27M -205,030 -96%
CPA
59
Cowen Prime Advisors
New York
$48K
AG
60
Advisor Group
Arizona
$45K +$612 +99 +2%
PI
61
PineBridge Investments
New York
$43K +$5.09K +823 +14%
SIC
62
Salem Investment Counselors
North Carolina
$28K -$12.4K -2,000 -32%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$26K
Walleye Trading
64
Walleye Trading
New York
$25K -$92.1K -14,900 -80%
LTFS
65
Ladenburg Thalmann Financial Services
Florida
$20K +$6.18K +1,000 +48%
MFW
66
Mosaic Family Wealth
Missouri
$15K
Manulife (Manufacturers Life Insurance)
67
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12K +$1.35K +219 +14%
WA
68
WealthTrust-Arizona
Arizona
$10K +$445 +72 +5%
FWM
69
Focused Wealth Management
New York
$6K
PCM
70
Penserra Capital Management
California
$5K +$569 +92 +12%
CG
71
Cutler Group
California
$3K -$3.28K -530 -51%
AIM
72
Advantage Investment Management
Iowa
$3K +$3.09K +500 New
NFG
73
Next Financial Group
Texas
$2K
GT
74
Glenmede Trust
Pennsylvania
$1K
Simplex Trading
75
Simplex Trading
Illinois
$1K +$816 +132 +244%

OXSQ Hedge Fund Activity: Q4 2016 in Review

76 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q4 2016, worth a combined $54.2M — up 17% from $46.3M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new OXSQ positions and 10 closed out — a net gain of 2 holders — while 26 added to existing stakes and 23 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $1.65M. The largest seller was TPG Group Holdings (SBS) Advisors, cutting an estimated $3.95M.

  • 76 institutional investors held Oxford Square Capital (OXSQ) as of Q4 2016, up from 75 in Q3 2016.
  • Funds reported $54.2M of Oxford Square Capital stock for Q4 2016, up 17% quarter-over-quarter.
  • 12 funds opened new Oxford Square Capital positions in Q4 2016 and 10 closed out, a net change of +2 holders.
  • The largest Oxford Square Capital buyer in Q4 2016 was Two Sigma Advisers, an estimated $1.65M added.
  • The largest Oxford Square Capital seller in Q4 2016 was TPG Group Holdings (SBS) Advisors, an estimated $3.95M sold.

Based on aggregated 13F filings for Q4 2016.