Nuveen Fund Advisors’s Oxford Square Capital OXSQ Stock Holding History

Nuveen Fund Advisors’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-42,918	Closed	-$317K	–	438
2017 Q1	$317K	Sell	42,918 -3,749	-8%	-$27.1K	0.04%	361
2016 Q4	$308K	Sell	46,667 -138,318	-75%	-$855K	0.04%	362
2016 Q3	$1.08M	Sell	184,985 -32,142	-15%	-$189K	0.15%	182
2016 Q2	$1.14M	Buy	+217,127	New	+$1.14M	0.18%	163

Other funds holding OXSQ

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Nuveen Fund Advisors's OXSQ Position: Q2 2017 in Review

Nuveen Fund Advisors sold out of Oxford Square Capital (OXSQ) in Q2 2017, closing a stake of 42,918 shares — an estimated $317K sold.

Nuveen Fund Advisors first reported a position in OXSQ in Q2 2016 and held it in 4 quarters. The position peaked at $1.14M in Q2 2016. 87 funds tracked by Wall St. Rank hold OXSQ as of Q2 2017.

Nuveen Fund Advisors reported no remaining Oxford Square Capital position as of Q2 2017 after selling out during the quarter.
Nuveen Fund Advisors sold 42,918 Oxford Square Capital shares in Q2 2017, an estimated $317K.
Nuveen Fund Advisors first reported a position in Oxford Square Capital in Q2 2016 and held it in 4 quarters.
Nuveen Fund Advisors's Oxford Square Capital position peaked at $1.14M in Q2 2016.
87 funds tracked by Wall St. Rank held Oxford Square Capital as of Q2 2017.

Based on Nuveen Fund Advisors's 13F filing for Q2 2017, filed 14 Aug 2017.